| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2020-2, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2019-2, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2019-3, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2019-4, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2020-A, LTD.
|
40-APP/A
|
|
|
CARLYLE EURO CLO 2017-3 DAC
|
40-APP/A
|
|
|
CARLYLE EURO CLO 2017-2 DAC
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES EURO CLO 2014-3 DAC
|
40-APP/A
|
|
|
CARLYLE EURO CLO 2017-1 DAC
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES EURO CLO 2016-2 DAC
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES EURO CLO 2015-2 DAC
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES EURO CLO 2014-2 DAC
|
40-APP/A
|
|
|
CARLYLE EURO CLO 2013-1 DAC
|
40-APP/A
|
|
|
CARLYLE CLO FUND, L.P.
|
40-APP/A
|
|
|
CARLYLE US CLO 2021-A, LTD.
|
40-APP/A
|
|
|
Carlyle US CLO 2018-2, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2018-3, Ltd.
|
40-APP/A
|
|
|
CARLYLE US CLO 2018-4, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2019-1, LTD.
|
40-APP/A
|
|
|
CARLYLE US CLO 2020-1, LTD.
|
40-APP/A
|
|
|
CSP IV ARF
|
40-APP/A
|
|
|
CREDIT ACQUISITIONS
|
40-APP/A
|
|
|
CSP IV S-1B AIV, L.P.
|
40-APP/A
|
|
|
CSP IV S-1A AIV, L.P.
|
40-APP/A
|
|
|
CSP IV S-1 AIV, L.P.
|
40-APP/A
|
|
|
CCOF MASTER CAYMAN, LTD.
|
40-APP/A
|
|
|
CARLYLE STRUCTURED CREDIT COINVESTMENT, L.P.
|
40-APP/A
|
|
|
CELF ADVISORS LLP
|
40-APP/A
|
|
|
CCOF S.a r.l.
|
40-APP/A
|
|
|
CCOF Master S.a r.l.
|
40-APP/A
|
|
|
GC Lion S.a r.l.
|
40-APP/A
|
|
|
CCOF SPV I S.a r.l.
|
40-APP/A
|
|
|
CCOF Madison JV S.a r.l.
|
40-APP/A
|
|
|
CCOF II SPV S.a r.l.
|
40-APP/A
|
|
|
CCOF II Master S.a r.l.
|
40-APP/A
|
|
|
CCOF ONSHORE CO-BORROWER LLC
|
40-APP/A
|
|
|
CCOF MASTER CAYMAN GEM CO-INVESTMENT, LTD.
|
40-APP/A
|
|
|
CARLYLE CREDIT OPPORTUNITIES FUND
|
40-APP/A
|
|
|
CCOF PARALLEL AIV, L.P.
|
40-APP/A
|
|
|
CEMOF II-A AIV FOUR, L.P.
|
40-APP/A
|
|
|
CEMOF II-A AIV THREE, L.P.
|
40-APP/A
|
|
|
CEMOF II AIV FOUR, L.P.
|
40-APP/A
|
|
|
Carlyle Ontario Credit Special Ltd Partner, L.P.
|
40-APP/A
|
|
|
CARLYLE US CLO 2018-1, LTD.
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD.
|
40-APP/A
|
|
|
CDL 2020-3, L.L.C.
|
40-APP/A
|
|
|
Carlyle Skyline Credit Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Ontario Credit SLP L.L.C.
|
40-APP/A
|
|
|
Carlyle Ontario Credit Partnership, L.P.
|
40-APP/A
|
|
|
CDL 2018-1 SPV LLC
|
40-APP/A
|
|
|
CDL 2018-1, L.L.C.
|
40-APP/A
|
|
|
MC Uni Subsidiary II
|
40-APP/A
|
|
|
Clover Financing SPV, L.P.
|
40-APP/A
|
|
|
Carlyle Infrastructure Credit Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Bravo Opportunistic Credit Partnership, L.P.
|
40-APP/A
|
|
|
Carlyle Bravo Opportunistic Credit Feeder, L.P.
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD.
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD.
|
40-APP/A
|
|
|
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD.
|
40-APP/A
|
|
|
Carlyle Secured Lending III
|
40-APP/A
|
|
|
CARLYLE CREDIT SOLUTIONS SPV 2 LLC
|
40-APP/A
|
|
|
CDL 2018-2, L.P.
|
40-APP/A
|
|
|
OCPC Credit Facility SPV LLC
|
40-APP/A
|
|
|
Carlyle Credit Solutions SPV LLC
|
40-APP/A
|
|
|
AlpInvest North Rush III, L.P.
|
40-APP/A
|
|
|
CCOF II Lux Feeder, SCSp
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund II Note Issuer, L.P.
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund II, L.P.
|
40-APP/A
|
|
|
AlpInvest Co-Investment Fund
|
40-APP/A
|
|
|
AlpInvest Co-Investment Fund
|
40-APP/A
|
|
|
AlpInvest Co-Investment Fund
|
40-APP/A
|
|
|
AlpInvest Co-Investment Fund
|
40-APP/A
|
|
|
AlpInvest Secondaries Fund
|
40-APP/A
|
|
|
AlpInvest Secondaries Fund
|
40-APP/A
|
|
|
AlpInvest Secondaries Fund
|
40-APP/A
|
|
|
AlpInvest Secondaries Fund
|
40-APP/A
|
|
|
CREV Cayman, L.P.
|
40-APP/A
|
|
|
CREV Coinvestment, L.P.
|
40-APP/A
|
|
|
Carlyle Revolving Loan Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Clover Partners 2, L.P.
|
40-APP/A
|
|
|
Carlyle Clover Partners, L.P.
|
40-APP/A
|
|
|
CCOF Gem Co-Investment, L.P.
|
40-APP/A
|
|
|
Carlyle Tango RE Credit, L.P.
|
40-APP/A
|
|
|
AlpInvest HLI Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund Note Issuer, L.P.
|
40-APP/A
|
|
|
CCOF North Co-Investment, L.P.
|
40-APP/A
|
|
|
Carlyle Tactical Private Credit Fund
|
40-APP/A
|
|
|
MC UNI Subsidiary LLC
|
40-APP/A
|
|
|
CPC V SPV LLC
|
40-APP/A
|
|
|
CSP IV
|
40-APP/A
|
|
|
CEMOF II AIV One, L.P.
|
40-APP/A
|
|
|
CEMOF II AIV Two. L.P.
|
40-APP/A
|
|
|
CSP IV
|
40-APP/A
|
|
|
CEMOF II AIV, L.P.
|
40-APP/A
|
|
|
CEMOF II Master Co-Investment Partners AIV One, L.P.
|
40-APP/A
|
|
|
CPC V, LP
|
40-APP/A
|
|
|
CSP IV Acquisitions, L.P.
|
40-APP/A
|
|
|
CEMOF II Master Co-Investment Partners AIV, L.P.
|
40-APP/A
|
|
|
CSP IV Coinvestment
|
40-APP/A
|
|
|
CEMOF II-A AIV, L.P.
|
40-APP/A
|
|
|
CCOF Parallel AIV Investors, L.L.C.
|
40-APP/A
|
|
|
CCOF Master, L.P.
|
40-APP/A
|
|
|
CEMOF II-A AIV TWO, L.P.
|
40-APP/A
|
|
|
CCOF Main SPV, L.P.
|
40-APP/A
|
|
|
CEMOF II-A AIV One, L.P.
|
40-APP/A
|
|
|
CEMOF-A Co-Investment Partners, L.P.
|
40-APP/A
|
|
|
CSP IV
|
40-APP/A
|
|
|
Carlyle CLO Management L.L.C.
|
40-APP/A
|
|
|
TCG Senior Funding L.L.C.
|
40-APP/A
|
|
|
TCG Capital Markets L.L.C.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2013-2, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2016-1, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2015-4, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2013-3, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2013-1, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2014-5, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2015-2, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2015-3, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2015-1, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2014-1, LTD.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2016-2, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2015-5, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2017-4, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2017-3, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2017-5, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2016-4, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2017-2, Ltd.
|
40-APP/A
|
|
|
Carlyle Global Market Strategies CLO 2016-3, Ltd.
|
40-APP/A
|
|
|
Carlyle US CLO 2017-1, Ltd.
|
40-APP/A
|
|
|
MC UNI LLC
|
40-APP/A
|
|
|
CCOF Co-Investment, L.P.
|
40-APP/A
|
|
|
CCOF Cayman, L.P.
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund
|
40-APP/A
|
|
|
Carlyle Credit Opportunities Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Credit Solutions, Inc.
|
40-APP/A
|
|
|
CSP IV Coinvestment, L.P.
|
40-APP/A
|
|
|
CEMOF II Master Co-Investment Partners, L.P.
|
40-APP/A
|
|
|
Carlyle Structured Credit Fund, L.P.
|
40-APP/A
|
|
|
Carlyle Strategic Partners IV, L.P.
|
40-APP/A
|
|
|
CEMOF II Coinvestment, L.P.
|
40-APP/A
|
|
|
Carlyle Direct Lending CLO 2015-1R LLC
|
40-APP/A
|
|
|
Carlyle Energy Mezzanine Opportunities Fund II-A, L.P.
|
40-APP/A
|
|
|
CEMOF II Offshore Investors, L.P.
|
40-APP/A
|
|
|
Carlyle Energy Mezzanine Opportunities Fund II, L.P.
|
40-APP/A
|
|
|
TCG BDC SPV LLC
|
40-APP/A
|
|
|
Carlyle Global Credit Investment Management L.L.C.
|
40-APP/A
|
|
|
Carlyle Secured Lending, Inc.
|
40-APP/A
|
Financial Statements
|
|
Carlyle Credit Income Fund
|
40-APP/A
|
|
|
MOORE H LYNN JR
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Burke Michael J Jr
|
4
|
|
|
CHOICEONE FINANCIAL SERVICES INC
|
4
|
|
|
Daseke, Inc.
|
8-K
|
Financial Statements
|
|
AMERICAN CENTURY ETF TRUST
|
N-CEN
|
|
|
275 Funding, LLC
|
D/A
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
N-CEN
|
|
|
Scheer, Rowlett & Associates Investment Management Ltd.
|
13F-HR
|
|
|
Prism Advisors, Inc.
|
13F-HR
|
|
|
Wealth Architects, LLC
|
13F-HR
|
|
|
Pinnacle Convertible Loan, LLC
|
D
|
|
|
Ballard Power Systems Inc.
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Empire Life Investments Inc.
|
13F-HR
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
Sculati Wealth Management, LLC
|
13F-HR
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
FT 11131
|
S-6
|
|
|
Hillsdale Investment Management Inc.
|
13F-HR
|
|
|
CONDOR CAPITAL MANAGEMENT
|
13F-HR
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Haverford Financial Services, Inc.
|
13F-HR
|
|
|
Polen DDJ/SCS Floating Rate Loan Fund, L.P.
|
D/A
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
REYNOLDS FUNDS INC
|
NPORT-P
|
|
|
EFG Asset Management
|
13F-HR
|
|
|
Fundrise Growth Tech Fund, LLC
|
497AD
|
|
|
PACIFIC FINANCIAL GROUP INC
|
13F-HR
|
|
|
ENTERPRISE PRODUCTS PARTNERS L.P.
|
10-Q
|
Financial Statements
|
|
Flightpath Software Inc.
|
D
|
|
|
Tzitzon Nicholas
|
144
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Goodsprout Co LLC
|
D
|
|
|
Algonquin Senior Living DST
|
D/A
|
|
|
Hilltop Partners LLC
|
13F-HR
|
|
|
Omnitek Engineering Corp
|
NT 10-Q
|
|
|
Flexible Plan Investments, Ltd.
|
13F-NT
|
|
|
IM Cannabis Corp.
|
6-K
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Wescott Financial Advisory Group, LLC
|
13F-HR
|
|
|
Wilson Gregory K.
|
4
|
|
|
INTRUSION INC
|
4
|
|
|
PINSON KIMBERLY
|
4
|
|
|
Sterling Bancorp, Inc.
|
10-Q
|
Financial Statements
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
INNOVIS ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
MCCALLUM KATRINKA
|
4
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT M
|
497J
|
|
|
GERO JAMES
|
4
|
|
|
Maitra Raoul
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
Scott Anthony
|
4
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Liontrust Investment Partners LLP
|
13F-HR
|
|
|
LEVECCHIO ANTHONY J
|
4
|
|
|
Oliver Luxxe Assets LLC
|
13F-HR
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT M
|
497VPI
|
|
|
Perimeter Solutions, SA
|
10-Q
|
|
|
Federated Hermes Premier Municipal Income Fund
|
4
|
|
|
Swan Capital Management, LLC
|
13F-NT
|
|
|
BLAIR WILLIAM & CO/IL
|
13F-HR
|
|
|
Apollo Mineral Investment Fund, LP
|
D
|
|
|
R.P. Boggs & Co.
|
13F-HR
|
|
|
Sustainable Growth Advisers, LP
|
13F-HR
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
4
|
|
|
ATS AS
|
SC 13D/A
|
|
|
FREYR Battery
|
SC 13D/A
|
|
|
MCM Woodland LP
|
D
|
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
Global Indemnity Group, LLC
|
10-Q
|
Financial Statements
|
|
Kovitz Investment Group Partners, LLC
|
13F-HR
|
|
|
G2 New Issue Offshore Fund Ltd
|
D/A
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
VS MEDIA Holdings Ltd
|
6-K
|
|
|
Santander UK plc
|
6-K
|
|
|
HonTe LH Macro Onshore Fund, LP
|
D/A
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
MONETARY MANAGEMENT GROUP INC
|
13F-HR
|
|
|
Canton Barry
|
144
|
|
|
Hamilton Insurance Group, Ltd.
|
8-A12B
|
|
|
EQRx, Inc.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Rather & Kittrell, Inc.
|
13F-HR
|
|
|
HonTe LH Macro Offshore Fund, Ltd.
|
D/A
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Outerbridge Special Opportunities Fund, LP
|
D/A
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
6-K
|
|
|
Che Austin
|
144
|
|
|
iCapital MLP Fund, L.P.
|
D/A
|
|
|
FT 11105
|
497J
|
|
|
Alpha Prosperity US Fund, LLC - Series C
|
D/A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Advisors Preferred Trust
|
NPORT-P
|
|
|
FT 11101
|
497J
|
|
|
PSOF LO Mesa Side Car, LLC
|
D/A
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
NPORT-P
|
|
|
FT 11066
|
497J
|
|
|
DEMOTT ANDREW D JR
|
4
|
|
|
SUPERIOR GROUP OF COMPANIES, INC.
|
4
|
Financial Statements
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
GRANITE REIT INC.
|
S-8
|
|
|
GRANITE REAL ESTATE INVESTMENT TRUST
|
S-8
|
|
|
Stratos Capital Income Fund LLC
|
D
|
|
|
Lefurgey Paul Anthony
|
5
|
|
|
Madison Covered Call & Equity Strategy Fund
|
5
|
|
|
Headlands Technologies LLC
|
13F-HR
|
|
|
Riverstone Advisors, LLC
|
13F-HR
|
|
|
WASHINGTON UNIVERSITY
|
13F-HR
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
Welton ESG Advantage Fund LLC
|
D/A
|
|
|
Diversified Residential Portfolio III DST
|
D/A
|
|
|
J-Long Group Ltd
|
F-1/A
|
|
|
Burke & Herbert Financial Services Corp.
|
424B3
|
|
|
Resolute II CF-WCT Co-Invest 2023, L.P.
|
D
|
|
|
GUERRA PAN ADVISORS, LLC
|
13F-HR
|
|
|
Pointer Offshore II, Ltd.
|
D/A
|
|
|
DELTA ASSET MANAGEMENT LLC/TN
|
13F-HR
|
|
|
Welton ESG Advantage Fund Ltd
|
D/A
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
1620 INVESTMENT ADVISORS, INC.
|
13F-HR
|
|
|
Friedow Jill M
|
3
|
|
|
Madison Covered Call & Equity Strategy Fund
|
3
|
|
|
Fields Venita Elaine
|
4
|
|
|
REF PARTNERS LP
|
D/A
|
|
|
Smith Howard W III
|
144
|
|
|
Walker & Dunlop, Inc.
|
144
|
Financial Statements
|
|
Pointer Offshore III, Ltd.
|
D/A
|
|
|
FIDELITY COVINGTON TRUST
|
497
|
|
|
UBS INVESTMENT TRUST
|
IRANNOTICE
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
HARDWICK MARK K
|
4
|
|
|
FIRST MERCHANTS CORP
|
4
|
Financial Statements
|
|
Andra AP-fonden
|
13F-HR
|
|
|
PIER 88 INVESTMENT PARTNERS LLC
|
13F-HR
|
|
|
Pointer
|
D/A
|
|
|
Marquard & Bahls AG
|
13F-HR
|
|
|
UBS INVESTMENT TRUST
|
N-CSR
|
|
|
Skillsoft Corp.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
ClanMacMillan LLC
|
C
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
DB Wealth Management Group, LLC
|
13F-HR
|
|
|
KARPAS STRATEGIES, LLC
|
13F-HR
|
|
