| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CREATIVEONE SECURITIES, LLC
|
X-17A-5
|
|
|
DataTribe III, LLC
|
D/A
|
|
|
M.J. GROSSNICKLE, LLC
|
X-17A-5
|
|
|
Worthington Scott A
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
8-K
|
Financial Statements
|
|
Campbell Brandi
|
4
|
|
|
Heartland Investment Fund, LLC
|
D/A
|
|
|
STRATS
|
10-D
|
|
|
MariaDB plc
|
8-K
|
|
|
LEE FINANCIAL MUTUAL FUND, INC.
|
N-8F
|
|
|
Lux Marshall
|
4
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
4
|
Financial Statements
|
|
LALLY-MCGURL MEAGHAN
|
3
|
|
|
ENTERPRISE BANCORP INC /MA/
|
3
|
Financial Statements
|
|
Schoels Peter
|
4
|
|
|
Colombo Russell A
|
4
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
10-D
|
|
|
CYBERLOQ TECHNOLOGIES, INC.
|
10-K
|
|
|
GARRISON JOHN L JR
|
4
|
|
|
TEREX CORP
|
4
|
Financial Statements
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
ABS-EE
|
|
|
Whip Jennifer R
|
4
|
|
|
Wealth Advisors Feeder Fund I, L.P.
|
D/A
|
|
|
West Coast Stock Transfer Inc.
|
TA-2
|
|
|
Stellus Private Credit BDC
|
8-K
|
|
|
MILESTONE SCIENTIFIC INC.
|
10-K
|
Financial Statements
|
|
Frank Alan L
|
4
|
|
|
LFTD PARTNERS INC.
|
10-K
|
|
|
WYTEC INTERNATIONAL INC
|
10-K
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
10-D
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
Puwalski Allen
|
4
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
ABS-EE
|
|
|
STRATS
|
8-K
|
|
|
WisdomTree Bitcoin Fund
|
10-K
|
|
|
Scarab Funds, LLC
|
D/A
|
|
|
SCALEVIEW SECURITIES LLC
|
X-17A-5
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
SEABRIDGE GOLD INC
|
40-F
|
Financial Statements
|
|
Berlinski Milton R.
|
4
|
|
|
FirstEnergy Ohio PIRB Special Purpose Trust 2013
|
10-K
|
|
|
OE Funding LLC
|
10-K
|
|
|
CEI Funding LLC
|
10-K
|
|
|
TE Funding LLC
|
10-K
|
|
|
TOLEDO EDISON CO
|
10-K
|
|
|
OHIO EDISON CO
|
10-K
|
|
|
CLEVELAND ELECTRIC ILLUMINATING CO
|
10-K
|
|
|
OBERLIN FINANCIAL INTERNATIONAL, LLC
|
X-17A-5
|
|
|
Cellular Longevity, Inc.
|
D
|
|
|
Worzel Ken
|
4
|
|
|
NORDSTROM INC
|
4
|
Financial Statements
|
|
4 Impact Data, Inc.
|
D
|
|
|
Investview, Inc.
|
10-K
|
|
|
Mad River Long/Neutral Fund, L.P.
|
D/A
|
|
|
BROWN-PHILPOT STACY
|
4
|
|
|
SHIRLEY EDWARD D
|
4
|
|
|
SYSCO CORP
|
4
|
Financial Statements
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
WALKER JOHN KENT
|
4
|
|
|
Voyager Mack LP
|
D
|
|
|
TILDEN BRADLEY D
|
4
|
|
|
Pickle Paul H
|
4
|
|
|
SEMTECH CORP
|
4
|
Financial Statements
|
|
Vera Bradley, Inc.
|
10-K
|
Financial Statements
|
|
Newegg Commerce, Inc.
|
6-K
|
|
|
Aristotle Funds Series Trust
|
40-17G
|
|
|
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3
|
8-K
|
|
|
GLASSCOCK LARRY C
|
4
|
|
|
Mad River Macro Fund, LP
|
D/A
|
|
|
American Homes 4 Rent
|
ARS
|
Financial Statements
|
|
Fleek Commerce Inc.
|
D
|
|
|
Dibadj Ali
|
4
|
|
|
KIRKLAND'S, INC
|
10-K
|
Financial Statements
|
|
Lin Mark
|
4
|
|
|
Global Infrastructure Partners V-A/B, L.P.
|
D/A
|
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
10-D
|
|
|
OP Bancorp
|
10-K
|
Financial Statements
|
|
Bron Olivier
|
3
|
|
|
Macy's, Inc.
|
3
|
Financial Statements
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
ABS-EE
|
|
|
Guru.Club LLC
|
C-AR
|
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
8-K
|
|
|
Brutto Daniel J
|
4
|
|
|
BANK 2022-BNK44
|
10-K
|
|
|
NEVADA EXPLORATION INC
|
D
|
|
|
American Homes 4 Rent
|
DEFA14A
|
Financial Statements
|
|
STRATS
|
8-K
|
|
|
CareView Communications Inc
|
10-K
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
10-D
|
|
|
CommScope Holding Company, Inc.
|
S-3/A
|
Financial Statements
|
|
WhiteHaven Real Estate Fund I LLC
|
D
|
|
|
Huge Amount Group Ltd
|
F-1
|
|
|
ARCHIPELAGO TRADING SERVICES, INC.
|
X-17A-5
|
|
|
Webstar Technology Group Inc.
|
10-K
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
ABS-EE
|
|
|
CHD GP Funding II, L.P.
|
D
|
|
|
SV III, LP
|
D
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
424B3
|
|
|
Fry's Path Bravo, LLC
|
D
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-K
|
|
|
Transpose Platform BOV II, L.P.
|
D
|
|
|
ELE WEALTH SOLUTIONS, INC.
|
X-17A-5
|
|
|
BANK 2021-BNK38
|
10-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
10-D
|
|
|
Fidelity Private Credit Fund
|
8-K
|
|
|
YUNHONG GREEN CTI LTD.
|
10-K
|
Financial Statements
|
|
Carstensz Summit Fund, LP
|
D/A
|
|
|
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT
|
D/A
|
|
|
Zurich American Life Insurance Co
|
D/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-K
|
|
|
Transpose Platform BOV II Cayman, L.P.
|
D
|
|
|
ECB Bancorp, Inc. /MD/
|
10-K
|
|
|
SUNAMERICA SERIES TRUST
|
497K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
ABS-EE
|
|
|
PGIM Rock ETF Trust
|
485APOS
|
|
|
Green Planet Bio Engineering Co. Ltd.
|
10-K
|
|
|
GLAS Trust Co LLC
|
TA-2
|
|
|
American Homes 4 Rent
|
DEF 14A
|
Financial Statements
|
|
Spinnaker ETF Series
|
497
|
|
|
ARCHIPELAGO SECURITIES L.L.C.
|
X-17A-5
|
|
|
SATURNA INVESTMENT TRUST
|
497J
|
|
|
SUNAMERICA SERIES TRUST
|
497
|
|
|
Dynagas LNG Partners LP
|
6-K
|
Financial Statements
|
|
DELAWARE GROUP ADVISER FUNDS
|
497
|
|
|
VOYAGEUR MUTUAL FUNDS
|
497
|
|
|
IVY FUNDS
|
497
|
|
|
DELAWARE POOLED TRUST
|
497
|
|
|
VOYAGEUR MUTUAL FUNDS II
|
497
|
|
|
VOYAGEUR INSURED FUNDS
|
497
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
497
|
|
|
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
|
497
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
497
|
|
|
VOYAGEUR MUTUAL FUNDS III
|
497
|
|
|
VOYAGEUR TAX FREE FUNDS
|
497
|
|
|
DELAWARE GROUP TAX FREE FUND
|
497
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
497
|
|
|
DELAWARE GROUP STATE TAX-FREE INCOME TRUST
|
497
|
|
|
DELAWARE GROUP INCOME FUNDS
|
497
|
|
|
Aether Global Innovations Corp.
|
NT 20-F
|
|
|
Herzog Carolyn
|
4
|
|
|
Elastic N.V.
|
4
|
Financial Statements
|
|
SYPRIS SOLUTIONS INC
|
8-K
|
Financial Statements
|
|
Glass House Brands Inc.
|
6-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
10-D
|
|
|
RANGE IMPACT, INC.
|
8-K
|
|
|
Jefferies Credit Partners BDC Inc.
|
10-K
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
NPORT-P
|
|
|
John Hancock Funds II
|
NPORT-P
|
|
|
JOHN HANCOCK CAPITAL SERIES
|
NPORT-P
|
|
|
John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
NPORT-P
|
|
|
JOHN HANCOCK INVESTMENT TRUST II
|
NPORT-P
|
|
|
John Hancock Asset-Based Lending Fund
|
NPORT-P
|
|
|
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
|
NPORT-P
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
NPORT-P
|
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
NPORT-P
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND III
|
NPORT-P
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND II
|
NPORT-P
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
NPORT-P
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND
|
NPORT-P
|
|
|
Jurny, Inc.
|
C/A
|
|
|
SPARRING PARTNERS CAPITAL LLC
|
X-17A-5
|
|
|
BANK 2022-BNK41
|
10-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
ABS-EE
|
|
|
STRATS
|
10-K
|
|
|
Shaked Opportunity Fund LP
|
D/A
|
|
|
SMC Entertainment, Inc.
|
NT 10-K
|
|
|
RANGE IMPACT, INC.
|
10-K
|
|
|
Alto Neuroscience, Inc.
|
SC 13G
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
SATURNA INVESTMENT TRUST
|
497K
|
|
|
StepStone Private Venture & Growth Fund
|
424B3
|
|
|
Senior Credit Investments, LLC
|
10-K
|
|
|
McElhoe Wenwen
|
4
|
|
|
Institutional Investment Strategy Fund
|
4
|
|
|
Citizen Portal Inc.
|
C-AR
|
|
|
SEASONS SERIES TRUST
|
497
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
POS EX
|
|
|
Morgan Stanley Capital I Trust 2022-L8
|
10-K
|
|
|
Saria F2, LP - I
|
D
|
|
|
Americas Gold & Silver Corp
|
6-K
|
Financial Statements
|
|
Innovative Payment Solutions, Inc.
|
10-K
|
|
|
COVEY PATRICK M
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
White J. Harvey
|
4/A
|
|
|
PINNACLE FINANCIAL PARTNERS INC
|
4/A
|
Financial Statements
|
|
John Hancock Exchange-Traded Fund Trust
|
NPORT-P
|
|
|
STRATS
|
10-K
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
10-K
|
|
|
PAUL JOSEPH R
|
4
|
|
|
CARPENTER HAROLD R
|
4/A
|
|
|
Carrollton Mineral Partners V, LP
|
D
|
|
|
23andMe Holding Co.
|
8-K
|
|
|
EZGO Technologies Ltd.
|
6-K
|
Financial Statements
|
|
Bravo Multinational Inc.
|
10-K
|
|
|
GC Meridian, LLC
|
D
|
|
|
Bast Christopher J
|
4
|
|
|
CALLICUTT RICHARD D II
|
4/A
|
|
|
Szot Daniel
|
4
|
|
|
Simulations Plus, Inc.
|
4
|
Financial Statements
|
|
Argosy Strategic Partners III, LP
|
D
|
|
|
COLONIAL STOCK TRANSFER CO INC /TA
|
TA-2
|
|
|
MCCABE ROBERT A JR
|
4/A
|
|
|
Mahlan Deirdre
|
4
|
|
|
Duckhorn Portfolio, Inc.
|
4
|
Financial Statements
|
|
Doyle James Edgar
|
4
|
|
|
CCP Development II, LLC
|
D
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
10-D
|
|
|
DAY JOSEPH EDWARD III
|
4
|
|
|
TURNER M TERRY
|
4/A
|
|
|
PC CONNECTION INC
|
ARS
|
Financial Statements
|
|
CAM GROUP, INC.
|
C-AR
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
ABS-EE
|
|
|
PC CONNECTION INC
|
DEF 14A
|
Financial Statements
|
|
Joy Dan A
|
4
|
|
|
PGT Innovations, Inc.
|
4
|
Financial Statements
|
|
BARGABOS SHEREE L
|
4
|
|
|
STRATS
|
10-K
|
|
|
SEASONS SERIES TRUST
|
497K
|
|
|
CD 2017-CD3 Mortgage Trust
|
10-K
|
|
|
Ina Gregory M
|
4
|
|
|
BANK 2021-BNK35
|
10-K
|
|
|
Repenning Brent R
|
4
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
DataShapes, Inc
|
D
|
|
|
BEACON SECURITIES US LIMITED
|
X-17A-5
|
|
|
EVANS LAWRENCE R
|
4
|
|
|
LINKBANCORP, Inc.
|
10-K
|
Financial Statements
|
|
HOUSTON JAMES C
|
4
|
|
|
Morgan Stanley Capital I Trust 2021-L7
|
10-K
|
|
|
SCHOENBERGER ERIKA J.
|
4
|
|
|
Kapitalo Investimentos Ltda
|
13F-HR
|
|
|
G. A. REPPLE & COMPANY
|
X-17A-5
|
|
|
Resolv Systems Inc.
|
D
|
|
|
STRATS
|
10-K
|
|
|
WESTCAP MARKETS, LLC
|
X-17A-5
|
|
|
FIN-SM-SMA, LP
|
D
|
|
|
Gourmet Kreyol, LLC
|
C-W
|
|
|
Metacapital Mortgage Opportunities Fund, Ltd.
|
D/A
|
|
|
BRAMMAN ANNE L
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
SATURNA INVESTMENT TRUST
|
485BPOS
|
|
|
VERNON W ANTHONY
|
4
|
|
|
BE-0318 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Gourmet Renee, LLC
|
C-W
|
|
|
SCIENTIFIC INDUSTRIES INC
|
10-K
|
|
|
BANK 2020-BNK26
|
10-K
|
|
|
Tapiero Jacques
|
4
|
|
|
Tedford Thomas W
|
4
|
|
|
ACCO BRANDS Corp
|
4
|
Financial Statements
|
|
Rightway Healthcare, Inc.
|
D
|
|
|
RODKIN GARY M
|
4
|
|
|
Whisk It Good, LLC
|
C-W
|
|
|
CF 2019-CF2 Mortgage Trust
|
10-D
|
|
|
PRESTON MARGARET M V
|
4
|
|
|
SubBase Technologies Inc.
|
D
|
|
|
TYLER TECHNOLOGIES INC
|
ARS
|
Financial Statements
|
|
ENERGY FOCUS, INC/DE
|
8-K
|
Financial Statements
|
|
HEDGECO SECURITIES, LLC
|
X-17A-5
|
|
|
BENCHMARK 2022-B35 MORTGAGE TRUST
|
10-K
|
|
|
CF 2019-CF2 Mortgage Trust
|
ABS-EE
|
|
|
Amerant Bancorp Inc.
|
ARS
|
Financial Statements
|
|
Montiel Maritza Gomez
|
4
|
|
|
AURORA SECURITIES INC
|
X-17A-5
|
|
|
MANGAN MICHAEL D
|
4
|
|
|
LITTLE PATRICIA A
|
4
|
|
|
Amerant Bancorp Inc.
|
DEFA14A
|
Financial Statements
|
|
Madden W Michael
|
4
|
|
|
KIRKLAND'S, INC
|
4
|
Financial Statements
|
|
BROOKLINE BANCORP INC
|
ARS
|
Financial Statements
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
10-K
|
|
|
3M CO
|
DEFA14A
|
Financial Statements
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
10-D
|
|
|
THOMAS TERRY S
|
4
|
|
|
Sullivan Amy Ervin
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
DEFA14A
|
Financial Statements
|
|
Muzinich Corporate Lending Income Fund, Inc.
|
10-K
|
|
|
Amerant Bancorp Inc.
|
DEF 14A
|
Financial Statements
|
|
Conway Michael Aaron
|
4
|
|
|
Homebody Yoga & Wellness, LLC
|
C-U
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
ABS-EE
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
ARS
|
Financial Statements
|
|
ICEBERY LTD
|
4
|
|
|
Hao Xinyan
|
4
|
|
|
GigaCloud Technology Inc
|
4
|
Financial Statements
|
|
Piper Sarah
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
DEF 14A
|
Financial Statements
|
|
SHAN LAO HU TONG LLC
|
4
|
|
|
JI XIANG HU TONG HOLDINGS LTD
|
4
|
|
|
TALENT BOOM GROUP LTD
|
4
|
|
|
Wu Lei
|
4
|
|
|
ZimVie Inc.
|
ARS
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
POS AMI
|
|
|
Schneider Pamela R
|
4
|
|
|
Foley Brendan M
|
4
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
10-K
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
DEFA14A
|
Financial Statements
|
|
Zero Effort Solutions, Inc.
|
D
|
|
|
AUBURN NATIONAL BANCORPORATION, INC
|
8-K
|
Financial Statements
|
|
ZimVie Inc.
|
DEFA14A
|
|
|
Smith Michael R
|
4
|
|
