| Company Name |
Form Type |
SEC Filings |
|
|
|
|
KAANAPALI LAND LLC
|
8-K
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
Bionano Genomics, Inc.
|
D
|
Financial Statements
|
|
Apollo Diversified Real Estate Fund
|
N-CSRS
|
|
|
Brookstone Capital Management
|
SC 13G/A
|
|
|
Little Harbor Advisors, LLC
|
SC 13G/A
|
|
|
Innovator ETFs Trust
|
497J
|
|
|
Karaivanov Dimitar
|
4
|
|
|
COMMUNITY FINANCIAL SYSTEM, INC.
|
4
|
Financial Statements
|
|
Nudi Jonathon
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Brant Bert A.
|
4/A
|
|
|
COLUMBUS MCKINNON CORP
|
4/A
|
Financial Statements
|
|
Horsley Bridge Growth 14 Feeder, L.P.
|
D
|
|
|
Horsley Bridge Growth 14, L.P.
|
D
|
|
|
Horsley Bridge Growth 14-A, L.P.
|
D
|
|
|
Ramos Lara Mario Y.
|
4/A
|
|
|
Arrow Investments Trust
|
497K
|
|
|
Wilson David J.
|
4/A
|
|
|
Korman Alan S
|
4/A
|
|
|
SP Goal-Line Growth Fund, LP
|
D
|
|
|
Rustowicz Gregory P
|
4/A
|
|
|
Chintapalli Appal
|
4/A
|
|
|
Arris Composites, Inc.
|
D/A
|
|
|
Paradowski Mark R
|
4/A
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
Schadeberg Terry
|
4/A
|
|
|
Williams Adrienne
|
4/A
|
|
|
StepStone Private Credit Income Fund
|
3
|
|
|
Keck Thomas
|
3
|
|
|
MARSICO INVESTMENT FUND
|
N-CSRS
|
|
|
US Mortgage-Backed & Income Fund for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
FORESTER FUNDS INC
|
N-CSR
|
|
|
Butterfass Sarah
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
Tax Free Fund II for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
Tax-Free High Grade Portfolio Bond Fund for Puerto Rico Residents, Inc.
|
N-CSRS
|
|
|
Cognixion Corp
|
D
|
|
|
GS MORTGAGE SECURITIES CORP II
|
ABS-15G
|
|
|
Stabilis Bridge Fund II, LP
|
D/A
|
|
|
Gauzy Ltd.
|
8-A12B
|
|
|
EA Series Trust
|
485APOS
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
BII BIP Holdings LP
|
4/A
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
4/A
|
|
|
Hannah Brendan
|
4
|
|
|
Quince Therapeutics, Inc.
|
4
|
|
|
Objective Capital Management, LLC
|
13F-HR
|
|
|
Advanced Voice Recognition Systems, Inc
|
10-Q
|
|
|
Rifkin Daniel E
|
4
|
|
|
ConnectOne Bancorp, Inc.
|
4
|
Financial Statements
|
|
BII BIG Holdings LP
|
4/A
|
|
|
MARSICO INVESTMENT FUND
|
40-17G
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
V360 HOLDINGS LLC SERIES MAYAVALLEY YCFUND SPV
|
D/A
|
|
|
Brookfield BRP Holdings
|
4/A
|
|
|
O'Donnell Susan C
|
4
|
|
|
TGA TIEANGELSSV 15 HEN NOZZLES 2023 A SERIES OF SSD SPV I LLC
|
D
|
|
|
Chatham Asset Partners High Yield Fund LP
|
D/A
|
|
|
Behner Peter
|
4
|
|
|
MiNK Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Ryan Barbara
|
4
|
|
|
CHATHAM ASSET HIGH YIELD OFFSHORE FUND, LTD.
|
D/A
|
|
|
HPK FUND I LLC
|
D
|
|
|
Moise Anson M.
|
4
|
|
|
WIINBERG ULF
|
4
|
|
|
3 Shacks Capital Partners, LLC
|
D/A
|
|
|
Bassler Bonnie L
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Skye Global Fund LLC
|
D/A
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
Koller Microcap Opportunities Fund LP
|
D/A
|
|
|
Corvese Brian
|
4
|
|
|
Lord Abbett Special Situations Income Fund
|
DEFA14A
|
|
|
Lord Abbett Floating Rate High Income Fund
|
DEFA14A
|
|
|
Lord Abbett Credit Opportunities Fund
|
DEFA14A
|
|
|
Lumeon Ltd
|
D
|
|
|
MAGICROBOT 2022 SPV A SERIES OF SSD SPV I LLC
|
D
|
|
|
JECT Investco LP
|
D
|
|
|
BURRELL JONATHAN
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
MINOIA NICHOLAS
|
4
|
|
|
Arrow Investments Trust
|
497
|
|
|
TIJERINA FINANCIAL CONSULTING LLC
|
MA-I
|
|
|
SHORE BRIAN E
|
4
|
|
|
PARK AEROSPACE CORP
|
4
|
Financial Statements
|
|
Hsing Michael
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
WILKINS III JAMES R
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
NBS Government Finance Group
|
MA-I/A
|
|
|
Montague DeRose & Associates, LLC
|
MA-I/A
|
|
|
SmartTrust 659
|
497J
|
|
|
Kempner Michael W
|
4
|
|
|
TGA TIEANGELSSV 13 COGNICOR 2023 A SERIES OF SSD SPV I LLC
|
D
|
|
|
Crimson Asset Management Ltd.
|
SC 13G/A
|
|
|
LL Flooring Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Tiedemann Michael
|
4
|
|
|
AlTi Global, Inc.
|
4
|
|
|
BLEGEN THEODORE
|
4
|
|
|
SMITH GARY B
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
Graham Colleen A
|
4
|
|
|
Curtin Nancy Ann
|
4
|
|
|
MILESTONE SCIENTIFIC INC.
|
DEF 14A
|
Financial Statements
|
|
Weeber Robert
|
4
|
|
|
Maliagros Spiros
|
4
|
|
|
Yarad Stephen D.
|
4
|
|
|
Moran Kevin P.
|
4
|
|
|
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
|
40-17G
|
|
|
Connell Brooke
|
4
|
|
|
Huttle Frank III
|
4
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
Kamoti Inc.
|
C/A
|
|
|
Ashby Faye L.
|
144
|
|
|
Norwegian Cruise Line Holdings Ltd.
|
144
|
Financial Statements
|
|
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
|
40-17G
|
|
|
Gulfstream PJV LLC
|
D
|
|
|
Buchanan Christopher Scott
|
4
|
|
|
Bitcoin Depot Inc.
|
4
|
|
|
BT Assets, Inc.
|
4
|
|
|
Mintz Brandon Taylor
|
4
|
|
|
ROSENTHAL AMIR
|
144/A
|
|
|
STURM RUGER & CO INC
|
144/A
|
Financial Statements
|
|
DR. NOZE BEST SPV 2023 A SERIES OF SSD SPV I LLC
|
D
|
|
|
Research Affiliates Multi-Asset Global Premia LP
|
D
|
|
|
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
|
40-17G
|
|
|
BAIER FRANK W
|
4
|
|
|
Volatility Shares Trust
|
497J
|
|
|
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
|
40-17G
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
497
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
497
|
|
|
Quick Capital, LLC
|
SC 13G/A
|
|
|
DISCOUNT PRINT USA, INC.
|
SC 13G/A
|
|
|
STEINER EDDIE L
|
4
|
|
|
CSB Bancorp, Inc.
|
4
|
|
|
OKEANOS VENTURE PARTNERS II LLC-SERIES 123
|
D
|
|
|
WHEATLEY DESMOND C
|
4
|
|
|
Beam Global
|
4
|
|
|
Desbois Patrick
|
4
|
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
|
40-17G
|
|
|
MONROE CAROLYN
|
4
|
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
Goli Shravan
|
4
|
|
|
MAGNA INTERNATIONAL INC
|
SD
|
Financial Statements
|
|
ROSENTHAL AMIR
|
144
|
|
|
STURM RUGER & CO INC
|
144
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Mill Road Capital III, L.P.
|
4
|
|
|
Mill Road Capital III GP LLC
|
4
|
|
|
ALTA EQUIPMENT GROUP INC.
|
4
|
|
|
LYNCH THOMAS E
|
4
|
|
|
DREYFUS CASH MANAGEMENT
|
497
|
|
|
Cook & Bynum Funds Trust
|
N-CSRS
|
|
|
Herpin Mark C
|
3
|
|
|
HOME BANCORP, INC.
|
3
|
Financial Statements
|
|
AB Active ETFs, Inc.
|
8-A12B
|
|
|
GARRETT SHARON D
|
4
|
|
|
ROSS STORES, INC.
|
4
|
Financial Statements
|
|
HCP Alaska LP
|
D
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
MILLER JAMES H
|
4
|
|
|
CROWN HOLDINGS, INC.
|
4
|
Financial Statements
|
|
X3 Holdings Co., Ltd.
|
F-3
|
Financial Statements
|
|
DELAWARE GROUP CASH RESERVE
|
N-CSR
|
|
|
Skye Global Fund Ltd
|
D/A
|
|
|
NORTHERN FUNDS
|
N-CSR
|
|
|
EA Series Trust
|
24F-2NT
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
N-CSR
|
|
|
Clarum Aspen Private Credit Fund LLC
|
D
|
|
|
DVI LLC Series CS
|
D/A
|
|
|
OPTIMUM FUND TRUST
|
N-CSR
|
|
|
Foley Brendan M
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
Piper Sarah
|
4
|
|
|
IVY FUNDS
|
N-CSR
|
|
|
Sheppard Valarie L
|
4
|
|
|
BCTC V ASSIGNOR CORP
|
15-15D
|
|
|
JE Pitzner Holding ApS
|
SC 13D
|
|
|
Nordicus Partners Corp
|
SC 13D
|
|
|
Sheppard Valarie L
|
3
|
|
|
MCCORMICK & CO INC
|
3
|
Financial Statements
|
|
BF Garden Tax Credit Fund V L.P.
|
15-15D
|
|
|
ALTRIA GROUP, INC.
|
10-K/A
|
Financial Statements
|
|
MVP LS FUND D LLC
|
D
|
|
|
FIRST KEYSTONE CORP
|
8-K
|
|
|
FINISTERRE HEDGE FUND, L.P.
|
D/A
|
|
|
MILLER JAMES H
|
144
|
|
|
CROWN HOLDINGS, INC.
|
144
|
Financial Statements
|
|
NXT Energy Solutions Inc.
|
6-K
|
|
|
Voya INVESTORS TRUST
|
485BPOS
|
|
|
Voya PARTNERS INC
|
485BPOS
|
|
|
H2C SECURITIES INC.
|
MA/A
|
|
|
Marquette Travis
|
144
|
|
|
Burlington Stores, Inc.
|
144
|
Financial Statements
|
|
Wilshire Private Assets Fund
|
SC TO-I/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
N-CSR
|
|
|
Chad & Barney's HPF, Inc.
|
D
|
|
|
NW1 Affordable Housing Fund I LP
|
D
|
|
|
Bahl Raghav Nath
|
SCHEDULE 13G
|
|
|
Vintage Wine Estates, Inc.
|
SCHEDULE 13G
|
|
|
Wilshire Private Assets Tender Fund
|
SC TO-I/A
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Themes ETF Trust
|
485APOS
|
|
|
Posh Group Inc.
|
D
|
|
|
Scient Fund 2 LLC
|
D
|
|
|
BNY Mellon Capital Markets, LLC
|
MA-I
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
Chandoha Marie A
|
3
|
|
|
DYNEX CAPITAL INC
|
3
|
Financial Statements
|
|
Zea Health, Inc.
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Liu Dekui
|
4
|
|
|
INNO HOLDINGS INC.
|
4
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
FrontWave Partners, LP
|
D/A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Starkiller Capital Offshore Fund Ltd.
|
D/A
|
|
|
Scient Fund 1 LLC
|
D
|
|
|
SEI DAILY INCOME TRUST /MA/
|
497K
|
|
|
Starkiller Capital Fund, LP
|
D/A
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
GEC PARTNERS V LP
|
D
|
|
|
ZCA Long/Short Strategy, LP
|
D
|
|
|
Mojave Carbon Strategy Master Fund, LLC
|
D
|
|
|
Dynamic Alternatives Fund
|
3
|
|
|
Ash James Phillip
|
3
|
|
|
Columbia Funds Variable Series Trust II
|
497K
|
|
|
Sigma Computing, Inc.
|
D
|
|
|
Columbia Funds Variable Series Trust II
|
497
|
|
|
Rosenbaum Marc W.
|
4
|
|
|
iRhythm Technologies, Inc.
|
4
|
Financial Statements
|
|
Shrishrimal Sumi
|
4
|
|
|
Caravelle International Group
|
6-K
|
|
|
SEI DAILY INCOME TRUST /MA/
|
497J
|
|
|
Global Self Storage, Inc.
|
8-K
|
Financial Statements
|
|
Wilshire Private Assets Master Fund
|
SC TO-I/A
|
|
|
KS OCEF Delaware II, L.P.
|
D
|
|
|
RumbleOn, Inc.
|
8-K
|
Financial Statements
|
|
Masterworks 289, LLC
|
1-U
|
|
|
CORASANTI JOSEPH J
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Smyth Antonio P
|
144
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
144
|
Financial Statements
|
|
Masterworks 285, LLC
|
1-U
|
|
|
FT 11502
|
487
|
|
|
Masterworks 284, LLC
|
1-U
|
|
|
Gibson Christopher
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Osvaldik Peter
|
144
|
|
|
T-Mobile US, Inc.
|
144
|
Financial Statements
|
|
Masterworks 283, LLC
|
1-U
|
|
|
MPG Turnersville Member LLC
|
D
|
|
|
Constitutional AI a Series of Abundance Master Fund LLC
|
D
|
|
|
Masterworks 262, LLC
|
1-U
|
|
|
Healy Susan L.
|
3
|
|
|
Crocs, Inc.
|
3
|
Financial Statements
|
|
Upper90 Crusoe Loan II SPV LLC
|
D
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
Origin Terra Investors, LLC
|
D
|
|
|
SEI Alternative Income Fund
|
N-23C3A
|
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
Radiant Labs, Inc.
|
D
|
|
|
Linkers Industries Ltd
|
F-1/A
|
|
|
Lloyds Banking Group plc
|
8-A12B
|
Financial Statements
|
|
Dreyer Michael L
|
144
|
|
|
COHERENT CORP.
|
144
|
Financial Statements
|
|
CAMPBELL FUND TRUST
|
8-K
|
|
|
UBS AG
|
424B3
|
|
|
OFS Capital Corp
|
DEFA14A
|
Financial Statements
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Series Portfolios Trust
|
N-CSRS
|
|
|
SUPER FLORIDA MAN INC
|
N-8A
|
|
|
Crowe Richard
|
144
|
|
|
Booz Allen Hamilton Holding Corp
|
144
|
Financial Statements
|
|
Kevala, Inc.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Fidelity National Financial, Inc.
|
4
|
Financial Statements
|
|
PARK ANTHONY
|
4
|
|
|
Volatility Shares Trust
|
497K
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
High Alpha Capital Fund IV, L.P.
|
D/A
|
|
|
WEIL MEREDITH S
|
144
|
|
|
TFS Financial CORP
|
144
|
Financial Statements
|
|
BURWIG SUSAN E
|
144
|
|
|
Medpace Holdings, Inc.
|
144
|
Financial Statements
|
|
Friend Matthew
|
144
|
|
|
NIKE, Inc.
|
144
|
Financial Statements
|
|
ASP Partners Growth Equity VIII LP
|
D/A
|
|
|
DBX ETF TRUST
|
8-A12B
|
|
|
Cooper Todd C
|
144/A
|
|
