| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Virtus Stone Harbor Emerging Markets Income Fund
|
NPORT-P
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
NPORT-P
|
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
NPORT-P
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
NPORT-P
|
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
NPORT-P
|
|
|
Virtus Stone Harbor Emerging Markets Total Income Fund
|
NPORT-P
|
|
|
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
|
NPORT-P
|
Financial Statements
|
|
WESTERN ASSET INFLATION-LINKED INCOME FUND
|
NPORT-P
|
Financial Statements
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
NPORT-P
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
NPORT-P
|
|
|
PSQ Holdings, Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
JPMORGAN TRUST II
|
N-MFP2/A
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Valtinson Bruner Financial Planning LLC
|
13F-HR
|
|
|
ICONIQ Strategic Partners VII Co-Invest FO-B, L.P.
|
D/A
|
|
|
Center For Asset Management LLC
|
13F-HR
|
|
|
Twele Capital Management, Inc.
|
13F-HR
|
|
|
BANK VONTOBEL AG
|
13F-NT
|
|
|
Bank Vontobel Europe AG
|
13F-NT
|
|
|
Vontobel Holding Ltd.
|
13F-HR
|
|
|
Vontobel Asset Management Ltd
|
13F-NT
|
|
|
Vontobel Asset Management S.A.
|
13F-NT
|
|
|
Vontobel Swiss Financial Advisers AG
|
13F-NT
|
|
|
WT Asset Management Ltd
|
13F-HR
|
|
|
Liberty Street Advisors, Inc.
|
13F-HR
|
|
|
AIS Holdings Group, Inc.
|
10-Q
|
|
|
G2VP I Associates, LLC
|
13F-HR
|
|
|
CX Residences at Congressional Village, DST
|
D/A
|
|
|
Systrade AG
|
13F-HR
|
|
|
CHAOUKI STEVEN M
|
144
|
|
|
TransUnion
|
144
|
Financial Statements
|
|
ELK Holdco, LLC
|
D/A
|
|
|
SFE Investment Counsel
|
13F-HR
|
|
|
BAYBERRY RV PARK, LLC
|
D
|
|
|
BetterWealth, LLC
|
13F-HR
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CSRS
|
|
|
TrueWealth Financial Partners
|
13F-HR
|
|
|
Green Swans LLC
|
D
|
|
|
Arlington Financial Advisors, LLC
|
13F-HR
|
|
|
FRANKLIN WIRELESS CORP
|
8-K
|
|
|
Principal Diversified Select Real Asset Fund
|
DEF 14A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
NPORT-P
|
|
|
LMP CAPITAL & INCOME FUND INC.
|
NPORT-P
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
NPORT-P
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
NPORT-P
|
|
|
ICONIQ Strategic Partners VII Co-Invest FO, L.P.
|
D/A
|
|
|
Diligent Investors, LLC
|
13F-HR
|
|
|
Global X Funds
|
CERT
|
|
|
Silver Lake Advisory, LLC
|
13F-HR
|
|
|
DasiSimulations LLC
|
D/A
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Barton Investment Management
|
13F-HR
|
|
|
DBX ETF TRUST
|
NPORT-P
|
|
|
PIONEER SERIES TRUST II
|
NPORT-P
|
|
|
PIONEER SERIES TRUST VIII
|
NPORT-P
|
|
|
AMG FUNDS III
|
NPORT-P
|
|
|
FunMag Toys, LLC
|
D/A
|
|
|
Marion Wealth Management
|
13F-HR
|
|
|
Rhino HealthTech, Inc.
|
D
|
|
|
Royal Harbor Partners, LLC
|
13F-HR
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
NPORT-P
|
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
|
NPORT-P
|
|
|
Exchange Listed Funds Trust
|
NPORT-P
|
|
|
Annex Advisory Services, LLC
|
13F-HR
|
|
|
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
|
NPORT-P
|
|
|
FIRST TRUST ENERGY INCOME & GROWTH FUND
|
NPORT-P
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
NPORT-P
|
|
|
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
|
NPORT-P
|
|
|
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
|
NPORT-P
|
|
|
FIRST TRUST ENERGY INFRASTRUCTURE FUND
|
NPORT-P
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
NPORT-P
|
|
|
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
|
NPORT-P
|
|
|
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
|
NPORT-P
|
|
|
Emissary, Inc.
|
D
|
|
|
SCHARF INVESTMENTS, LLC
|
13F-HR
|
|
|
Capital Group International Equity ETF
|
N-1A/A
|
|
|
Retirement Planning Group, LLC
|
13F-HR
|
|
|
Charles Schwab Trust Co
|
13F-HR
|
|
|
QUARRY HILL ADVISORS, LLC
|
13F-HR
|
|
|
Soundtrace Inc.
|
D
|
|
|
Wealth Management Partners, LLC
|
13F-HR
|
|
|
Values Added Financial LLC
|
13F-HR
|
|
|
Elevation Capital Advisory, LLC
|
13F-NT
|
|
|
Capital Group Dividend Growers ETF
|
N-1A/A
|
|
|
VIRTUAL INTERACTIVE TECHNOLOGIES CORP.
|
8-K
|
|
|
Innovator ETFs Trust
|
497
|
|
|
Bridgewater Advisors Inc.
|
13F-HR
|
|
|
Kaye Capital Management
|
13F-HR
|
|
|
KIRTLEY OLIVIA F
|
144
|
|
|
PAPA JOHNS INTERNATIONAL INC
|
144
|
Financial Statements
|
|
Blue Zone Wealth Advisors, LLC
|
13F-HR
|
|
|
EquityBee 07 2022 80141, a series of EquityBee Master LLC
|
D
|
|
|
Community Capital Management, LLC
|
13F-HR
|
|
|
Booth Richard Whitaker
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
Capital Group Core Balanced ETF
|
N-1A/A
|
|
|
TC ENERGY CORP
|
6-K
|
Financial Statements
|
|
Pioneer Floating Rate Fund, Inc.
|
NPORT-P
|
|
|
Monte Mark David
|
4
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
VPP Group Holdings, L.P.
|
D
|
|
|
Shipley Kenneth E
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
Schwab Charles R.
|
144
|
|
|
SCHWAB CHARLES CORP
|
144
|
Financial Statements
|
|
BANK OF HAWAII CORP
|
8-K
|
Financial Statements
|
|
Boston Common Asset Management, LLC
|
13F-HR
|
|
|
CHANG DENNIS
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Rye Brook Capital LLC
|
13F-HR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2331
|
487
|
|
|
AUGUSTINE ASSET MANAGEMENT INC
|
13F-HR
|
|
|
NORTH POINT PORTFOLIO MANAGERS CORP/OH
|
13F-HR
|
|
|
Granovitz Aaron
|
SC 13D/A
|
|
|
Scott's Liquid Gold - Inc.
|
SC 13D/A
|
|
|
Venturi Wealth Management, LLC
|
13F-HR
|
|
|
CROWN CASTLE INC.
|
8-K
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
10-D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
ABS-EE
|
|
|
Series 36 - Allocations Funds LLC
|
D/A
|
|
|
PBMares Wealth Management LLC
|
13F-HR
|
|
|
CVC Credit Capital Solutions III
|
D
|
|
|
PhiloSmith Capital Corp
|
13F-HR
|
|
|
BW BR1 a Series of Beckley Waves SPV LLC
|
D
|
|
|
SV II We Are Happy Investors, LLC
|
D/A
|
|
|
ZIONS BANCORPORATION,N.A. /MSD
|
MA/A
|
|
|
BlackRock Funds V
|
NPORT-P
|
|
|
FermiHDI Pre-Seed - Allocations Funds LLC
|
D/A
|
|
|
Zions Public Finance, Inc.
|
MA/A
|
|
|
Tulsa Real Estate Fund, LLC
|
1-SA
|
|
|
ETF Managers Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Oak Valley Bancorp
|
8-K
|
Financial Statements
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
10-D
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
SC 13D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
ABS-EE
|
|
|
TOTH FINANCIAL ADVISORY CORP
|
13F-HR
|
|
|
Oppenheimer & Close, LLC
|
13F-HR
|
|
|
Total Clarity Wealth Management, Inc.
|
13F-HR
|
|
|
Crossbay Fund II SCSp SICAV-RAIF
|
D
|
|
|
Pallash Robert C
|
4
|
|
|
FMC CORP
|
4
|
Financial Statements
|
|
OLSCHAN BRIAN S
|
144
|
|
|
ACME UNITED CORP
|
144
|
Financial Statements
|
|
Oevrum Margareth
|
4
|
|
|
STOGDILL MARK
|
4
|
|
|
HAMMER FIBER OPTICS HOLDINGS CORP
|
4
|
|
|
RoyaLand Co Ltd.
|
F-1/A
|
|
|
Kempthorne Dirk A
|
4
|
|
|
Tractable Inc.
|
D
|
|
|
Johnson KLynne
|
4
|
|
|
Austin Salt Flat Energy, LP
|
D
|
|
|
Sage Mountain Advisors LLC
|
13F-HR
|
|
|
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
|
N-PX
|
|
|
HOME BANCORP, INC.
|
8-K/A
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
GREER C SCOTT
|
4
|
|
|
AppMail, Inc.
|
C
|
|
|
Fortmann Kathy Lynn
|
4
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
UNITED FIRE GROUP INC
|
8-K
|
Financial Statements
|
|
DAVIDSON CAROL ANTHONY
|
4
|
|
|
Federated Hermes Intermediate Municipal Trust
|
497K
|
|
|
NEOS ETF Trust
|
NPORT-P
|
|
|
CORDEIRO EDUARDO E
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
SPIRIT OF AMERICA MANAGEMENT CORP/NY
|
13F-HR
|
|
|
Lula Technologies, Inc.
|
D
|
|
|
BRONDEAU PIERRE R
|
4
|
|
|
BMO 2023-5C1 Mortgage Trust
|
ABS-EE
|
|
|
BMO Commercial Mortgage Securities LLC
|
ABS-EE
|
|
|
LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE
|
13F-HR
|
|
|
Jones Myrtle L
|
144
|
|
|
HALLIBURTON CO
|
144
|
Financial Statements
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
N-PX
|
|
|
M&T Charitable Foundation
|
144
|
|
|
M&T BANK CORP
|
144
|
Financial Statements
|
|
AIR T INC
|
ARS
|
Financial Statements
|
|
Alternative Strategies Fund
|
N-PX
|
|
|
Because Bitcoin Corp
|
D
|
|
|
SF Equity Partners II, LP
|
D/A
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
CD 2017-CD6 Mortgage Trust
|
10-D
|
|
|
MALVERN BANCORP, INC.
|
S-8 POS
|
Financial Statements
|
|
Essential Growth Properties Fund II, LLC
|
D/A
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
10-D
|
|
|
CD 2017-CD6 Mortgage Trust
|
ABS-EE
|
|
|
K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series
|
D/A
|
|
|
Affinity Bancshares, Inc.
|
4
|
|
|
Galazka Elizabeth
|
4
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
ABS-EE
|
|
|
Hyperwise Annex One, LP
|
D
|
|
|
Digital Locations, Inc.
|
8-K
|
|
|
Nelson Clark
|
4
|
|
|
QU-0320 Fund I AL Vehicle, a series of JMWTX Investments, LP
|
D/A
|
|
|
QU-0320 Fund I, a series of JMWTX Investments, LP
|
D/A
|
|
|
Delee Corp.
|
C-AR
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
CVI Investments, Inc.
|
SC 13G
|
|
|
Genprex, Inc.
|
SC 13G
|
Financial Statements
|
|
Valo DSM LLC
|
D
|
|
|
McCarthy Grittinger Financial Group, LLC
|
13F-HR
|
|
|
Credit Suisse Commodity Strategy Funds
|
N-PX
|
|
|
WealthOne, LLC
|
13F-HR
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
N-PX
|
|
|
Tidal Trust II
|
485APOS
|
|
|
Jubilee Royalty V LP
|
D
|
|
|
Redwood Investments, LLC
|
13F-HR
|
|
|
Favorably, Inc.
|
D
|
|
|
AVACEN, INC
|
C/A
|
|
|
FT 10848
|
487
|
|
|
FT 10928
|
487
|
|
|
CREDIT SUISSE TRUST
|
N-PX
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-1
|
10-D
|
|
|
FT 10849
|
487
|
|
|
FT 10927
|
487
|
|
|
FT 10885
|
487
|
|
|
FT 10868
|
487
|
|
|
CAMPBELL NEWMAN ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Atalo Capital Offshore Fund Ltd.
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Mercedes-Benz Auto Receivables Trust 2022-1
|
10-D
|
|
|
SRF Offshore Plan Assets Opportunistic Credit Fund LP
|
D/A
|
|
|
Mercedes-Benz Auto Receivables Trust 2021-1
|
10-D
|
|
|
GOLDMAN SACHS TRUST
|
N-CSRS
|
|
|
Atalo Capital Onshore Fund LP
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
Federated Hermes Intermediate Municipal Trust
|
485BPOS
|
|
|
Mercedes-Benz Auto Receivables Trust 2020-1
|
10-D
|
|
|
Carrollwood SPV VIII, LP
|
D
|
|
|
K2 Ascent LLC - K2 Starboard Value & Opportunity Fund Series
|
D/A
|
|
|
CYBIN INC.
|
6-K
|
|
|
Mercedes-Benz Auto Receivables Trust 2019-1
|
10-D
|
|
|
SRF Onshore Plan Assets Opportunistic Credit Fund LP
|
D/A
|
|
|
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND
|
N-CSRS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Hestia Insight Inc.
|
8-K
|
|
|
Mercedes-Benz Auto Lease Trust 2023-A
|
10-D
|
|
|
Spectrum Planning & Advisory Services Inc.
|
13F-HR
|
|
|
Truist Advisory Services, Inc.
|
13F-NT
|
|
|
Porter AI Labs Inc.
|
D
|
|
|
FORUM FUNDS
|
485BXT
|
|
|
Elemental Enzymes TopCo, LLC
|
D
|
|
|
Sofi Black Bear Joint Venture
|
D
|
|
|
Torchlite Technologies Inc.
|
D
|
|
|
Ziegler Marie Z.
|
4
|
|
|
QCR HOLDINGS INC
|
4
|
Financial Statements
|
|
Mercedes-Benz Auto Lease Trust 2021-B
|
10-D
|
|
|
ARCADIA INVESTMENT MANAGEMENT CORP/MI
|
13F-HR
|
|
|
Schwartz Jeffery D
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
One Oak Global Opportunities Fund, Ltd.
|
D/A
|
|
|
Citizens National Bank Trust Department
|
13F-HR
|
|
|
K2 Ascent LLC - K2 Jet Capital Concentrated Fund Series
|
D/A
|
|
|
Mercedes-Benz Auto Lease Trust 2021-A
|
10-D
|
|
|
Siokas Grigorios
|
4
|
|
|
Cosmos Health Inc.
|
4
|
|
|
PCMP 23, LLC
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BeTu Clothing, LLC
|
C
|
|
|
Weinstein Boaz
|
3
|
|
|
Saba Capital Management, L.P.
|
3
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
3
|
|
|
K2 Ascent LLC - K2 Redmile Capital Fund Series
|
D/A
|
|
|
Daimler Trucks Retail Trust 2022-1
|
10-D
|
|
|
SKOGLUND WILLIAM B
|
4
|
|
|
OLD SECOND BANCORP INC
|
4
|
Financial Statements
|
|
One Oak Alpha Opportunities Offshore Fund Ltd.
|
D/A
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
3
|
|
|
SPEACHT WILLIAM H
|
3
|
|
|
Keen Vision Acquisition Corp.
|
CERT
|
|
|
Bash Jeffrey Parr
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Scully Mary Ann
|
3
|
|
|
Capital Bancorp Inc
|
3
|
Financial Statements
|
|
OUTFITTER FINANCIAL LLC
|
13F-HR
|
|
|
HEFTER MARCIA
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
CXC Opportunities Fund, LP
|
D/A
|
|
|
KONINKLIJKE PHILIPS NV
|
6-K
|
Financial Statements
|
|
Petfolk Inc.
|
D
|
|
|
AIM ETF Products Trust
|
N-PX
|
|
|
INTEGRAL TECHNOLOGIES INC
|
10-12G
|
|
|
Seelaus Asset Management LLC
|
13F-HR
|
|
