| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Investment Solutions Cybersecurity 2023 Access Fund LP
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Hanryu Holdings, Inc.
|
S-1/A
|
|
|
Hanesbrands Inc.
|
8-K
|
Financial Statements
|
|
Trinary Solar Group V
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
FWP
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Buckley Wealth Management, LLC
|
13F-HR
|
|
|
Stokes Capital Advisors, LLC
|
13F-HR
|
|
|
Hurlow Wealth Management Group, Inc.
|
13F-HR
|
|
|
URUGUAY REPUBLIC OF
|
FWP
|
|
|
CYPRESS FINANCIAL PLANNING LLC
|
13F-HR
|
|
|
Maltin Wealth Management, Inc.
|
13F-HR
|
|
|
Pasadena Private Wealth, LLC
|
13F-HR
|
|
|
Capital Advisors Wealth Management, LLC
|
13F-HR
|
|
|
Omega Financial Group, LLC
|
13F-HR
|
|
|
Colombier Acquisition Corp.
|
DEFA14A
|
|
|
Colombier Acquisition Corp.
|
425
|
|
|
PACIFIC SUN FINANCIAL CORP
|
13F-HR
|
|
|
Divergent Planning, LLC
|
13F-HR
|
|
|
Scott Capital Advisors, LLC
|
13F-HR
|
|
|
Ignite Planners, LLC
|
13F-HR
|
|
|
180 WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Biltmore Wealth Management, LLC
|
13F-HR
|
|
|
Pioneer Wealth Management Group
|
13F-HR
|
|
|
Onyx Financial Advisors, LLC
|
13F-HR
|
|
|
Thrive Wealth Management, LLC
|
13F-HR
|
|
|
Quad-Cities Investment Group, LLC
|
13F-HR
|
|
|
Ledge Wealth Management, Inc.
|
13F-HR
|
|
|
Guardian Financial Partners, LLC
|
13F-HR
|
|
|
Sunburst Financial Group, LLC
|
13F-HR
|
|
|
MJP ASSOCIATES INC /ADV
|
13F-HR
|
|
|
WJ Wealth Management, LLC
|
13F-HR
|
|
|
WEALTH MANAGEMENT RESOURCES, INC.
|
13F-HR
|
|
|
TLWM
|
13F-HR
|
|
|
Kartesia Senior Opportunities II Feeder SCS
|
D/A
|
|
|
Kartesia Impact Fund I SCS
|
D/A
|
|
|
Albizia ASEAN Tenggara Fund
|
D/A
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
Capabuild, Inc.
|
D
|
|
|
Antelope Recovery, LLC
|
D
|
|
|
Hyundai Auto Receivables Trust 2023-B
|
FWP
|
|
|
HYUNDAI ABS FUNDING LLC
|
FWP
|
|
|
Santander Drive Auto Receivables Trust 2023-3
|
ABS-EE
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
ABS-EE
|
|
|
Peak Bio, Inc.
|
10-Q
|
|
|
Vebu Inc
|
D
|
|
|
HL SFVI iCapital
|
D/A
|
|
|
HL SFVI iCapital Access Fund, L.P.
|
D/A
|
|
|
BGC Group, Inc.
|
SC 13D/A
|
Financial Statements
|
|
CANTOR FITZGERALD, L. P.
|
SC 13D/A
|
|
|
iCapital-Carlyle Property Investors Access Fund, L.P.
|
D/A
|
|
|
PIONEER TRUST BANK N A/OR
|
13F-HR
|
|
|
Ausbil Investment Management Ltd
|
13F-HR
|
|
|
AeroCine Ventures, Inc.
|
D
|
|
|
FutureFuel Corp.
|
8-K
|
Financial Statements
|
|
IEQ Capital Access Fund - Henderson Park Real Estate Fund II, L.P.
|
D/A
|
|
|
IEQ Capital Access Fund - Hunter Point GP Stakes I, L.P.
|
D/A
|
|
|
Denton Land Development Fund, LP
|
D
|
|
|
Diffusion Pharmaceuticals Inc.
|
S-4/A
|
Financial Statements
|
|
iCapital-Vista Equity Partners Fund VIII Offshore Access Fund, L.P.
|
D/A
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
First Wave BioPharma, Inc.
|
S-1/A
|
|
|
iCapital - Vista Equity Partners Fund VIII U.S. Access Fund, L.P.
|
D/A
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
FWP
|
|
|
Ally Auto Assets LLC
|
FWP
|
|
|
RB Capital Partners SPV LLC
|
D/A
|
|
|
Occidental Asset Management, LLC
|
13F-HR
|
|
|
Nabors Energy Transition Corp. II
|
S-1/A
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Alliance Consumer Growth Fund V, L.P.
|
D/A
|
|
|
NEUROCRINE BIOSCIENCES INC
|
8-K
|
Financial Statements
|
|
INITIO SOFTWARE, INC.
|
D
|
|
|
LOCKER LIVE INC.
|
D
|
|
|
Brown Advisory
|
D/A
|
|
|
ETFIDEA, LLC
|
13F-HR
|
|
|
Loopie Inc.
|
C
|
|
|
TRUST CO OF OKLAHOMA
|
13F-HR
|
|
|
Sinovia Technologies, Inc.
|
D
|
|
|
Pioneer Fund AF 26 L.P.
|
D
|
|
|
Silver Rock Onshore Opportunistic Credit Fund LP
|
D/A
|
|
|
CG Subsidiary Holdings L.L.C.
|
SC TO-C
|
|
|
Vertical Capital Income Fund
|
SC TO-C
|
|
|
Propanc Biopharma, Inc.
|
8-K
|
|
|
Snowflake Inc.
|
8-K
|
Financial Statements
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Canary Avenue, LLC
|
D/A
|
|
|
ARGAN INC
|
S-8
|
Financial Statements
|
|
iCapital - Apollo S3 Equity & Hybrid Solutions
|
D
|
|
|
iCapital - Apollo S3 Equity & Hybrid Solutions International Access Fund, L.P.
|
D
|
|
|
Pioneer Fund AF 25 L.P.
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
JUNCTURE WEALTH STRATEGIES, LLC
|
13F-HR
|
|
|
Priveterra Acquisition Corp.
|
425
|
|
|
Granite Medspa Holdings, LLC
|
D
|
|
|
iCapital - Apollo S3 Equity & Hybrid Solutions Access Fund, L.P.
|
D
|
|
|
Rivulet Media, Inc.
|
8-K
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Priveterra Acquisition Corp.
|
8-K
|
|
|
Silver Rock Offshore Opportunistic Credit Fund LP
|
D/A
|
|
|
Assouline Hospitality & Multifamily Fund LLC Series A
|
D
|
|
|
FILEJET INC.
|
D
|
|
|
Affiance Financial, LLC
|
13F-HR
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Pioneer Fund AF 24 L.P.
|
D
|
|
|
Ocean Power Technologies, Inc.
|
DEFA14A
|
Financial Statements
|
|
Copa Holdings, S.A.
|
6-K
|
Financial Statements
|
|
WASHINGTON CAPITAL MANAGEMENT, INC
|
13F-HR
|
|
|
3Lakes-FL, LLC
|
D/A
|
|
|
Limited Ventures 28 LLC
|
D
|
|
|
Elliott Investment Management L.P.
|
SC 13D/A
|
|
|
Seadrill Ltd
|
SC 13D/A
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
IESPY Corp
|
D
|
|
|
BMW Vehicle Owner Trust 2023-A
|
FWP
|
|
|
BMW FS SECURITIES LLC
|
FWP
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Petro Rio S.A./ADR
|
424B3
|
|
|
RemSleep Holdings Inc.
|
8-K
|
|
|
Investment Managers Series Trust
|
N-CEN
|
|
|
Mitrano Richard J.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
SIMPPLE LTD.
|
F-1/A
|
|
|
NYIAX, INC.
|
8-K
|
|
|
CITATION FUND I LP
|
D
|
|
|
CHANG DENNIS
|
4/A
|
|
|
Voip-pal.com Inc
|
4/A
|
|
|
Sage Capital Advisors,llc
|
13F-HR
|
|
|
UBS AG
|
FWP
|
|
|
TerraFirm Capital Solutions LLC
|
D
|
|
|
RCI HOSPITALITY HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
SHORT-TERM INVESTMENTS TRUST
|
N-MFP2/A
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
SCHULZE RICHARD M
|
144
|
|
|
BEST BUY CO INC
|
144
|
Financial Statements
|
|
AIM VARIABLE INSURANCE FUNDS
|
N-MFP2/A
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
AIM TREASURER'S SERIES TRUST
|
N-MFP2/A
|
|
|
Loose Christopher R.
|
144
|
|
|
AIM INVESTMENT SECURITIES FUNDS
|
N-MFP2/A
|
|
|
BayBoston Capital Fund III LLC - Fixed Income Series III
|
D
|
|
|
DAKTRONICS INC /SD/
|
S-3
|
Financial Statements
|
|
Arvin Capital Partners LP
|
D/A
|
|
|
BiondVax Pharmaceuticals Ltd.
|
6-K
|
Financial Statements
|
|
TIFF INVESTMENT PROGRAM
|
DEFA14A
|
|
|
GameSquare Holdings, Inc.
|
6-K
|
|
|
DAKTRONICS INC /SD/
|
10-K
|
Financial Statements
|
|
TOMPKINS FINANCIAL CORP
|
13F-HR
|
Financial Statements
|
|
Gold Flora Corp.
|
4
|
|
|
Datcher Terence Troy
|
4
|
|
|
American Securities Partners IX Access LLC
|
D
|
|
|
Rentroom, Inc.
|
D
|
|
|
Gold Flora Corp.
|
3
|
|
|
Datcher Terence Troy
|
3
|
|
|
STERLING INVESTMENT MANAGEMENT, LLC
|
13F-HR
|
|
|
American Lithium Corp.
|
6-K
|
|
|
WOODWORKS DISTILLING COMPANY, LLC
|
D/A
|
|
|
Hubbell Strickland Wealth Management, LLC
|
13F-HR
|
|
|
BayBoston Fund IV LLC - Fixed Income Series 2
|
D
|
|
|
PE Fund II, LLC
|
D
|
|
|
Catalyte, Inc
|
D
|
|
|
OT DST Fund I, LLC
|
D
|
|
|
Lanikai Brewing Co
|
C-U
|
|
|
Neem Inc.
|
D
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
N-CEN
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CEN
|
|
|
RCapital Orbiter VI, a Series of Republic Capital Master Fund, LP
|
D/A
|
|
|
MILLER TYRONE
|
4
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
4
|
|
|
WBH ADVISORY INC
|
13F-HR
|
|
|
DOW GEOFFREY S
|
4
|
|
|
NETSTREIT Corp.
|
4
|
Financial Statements
|
|
Zeigler Robin McBride
|
4
|
|
|
WILLIAMS KEVIN BRYAN
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
CRYSTAL ROCK FUND, LLC
|
D/A
|
|
|
Williams-Roll Jacqueline
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Lido Uncapped Fund, LP
|
D/A
|
|
|
Lafayette Square Private Fund, LLC
|
40-APP
|
|
|
Lafayette Square USA, Inc.
|
40-APP
|
|
|
LS BDC Adviser, LLC
|
40-APP
|
|
|
Suckow Paul E
|
144
|
|
|
Oil-Dri Corp of America
|
144
|
Financial Statements
|
|
Lafayette Square USA, Inc.
|
APP WD
|
|
|
LS BDC Adviser, LLC
|
APP WD
|
|
|
Golden Minerals Co
|
D
|
Financial Statements
|
|
Keel Point, LLC
|
13F-HR
|
|
|
OneMedical Global Inc.
|
D
|
|
|
COMMUNITY TRUST & INVESTMENT CO
|
13F-HR
|
|
|
Henrickson Nauta Wealth Advisors, Inc.
|
13F-HR
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497
|
|
|
ONBOARD RS INC.
|
D
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
VanEck ETF Trust
|
25-NSE
|
|
|
Rapid Line Inc.
|
8-A12G
|
|
|
Self-Storage Portfolio XX DST
|
D/A
|
|
|
Pangrazio Vincent P
|
144
|
|
|
SITIME Corp
|
144
|
Financial Statements
|
|
Resin SPV LLC
|
D
|
|
|
First National Master Note Trust
|
10-D
|
|
|
FIRST NATIONAL FUNDING LLC
|
10-D
|
|
|
DORCHESTER MINERALS, L.P.
|
8-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B5
|
Financial Statements
|
|
REGENCY CENTERS CORP
|
424B3
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Bowen Acquisition Corp
|
424B4
|
|
|
Friendly Hills Bancorp
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BLACKROCK FUNDS
|
N-CEN
|
|
|
Managed Account Series II
|
N-CEN
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
BP MTES Co-Invest Series, LLC an Individual & Protected Series of Fuel Venture Capital Co-Invest Series, LLC a Series LLC
|
D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
|
Wealth CMT
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
DEERE JOHN CAPITAL CORP
|
424B2
|
|
|
Chilean Cobalt Corp.
|
424B3
|
|
|
Brown Advisory
|
D/A
|
|
|
Brown Advisory Global Managers, LLLP
|
D/A
|
|
|
Oldfield Partners LLP
|
13F-HR
|
|
|
Healthy Green Group Holding Ltd
|
F-1/A
|
|
|
High School E-Sports League, Inc.
|
D
|
|
|
Gollust Keith R
|
144
|
|
|
MADRIGAL PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
METROPOLITAN LIFE INSURANCE CO/NY
|
13F-HR/A
|
|
|
BlackRock ETF Trust II
|
CERT
|
|
|
Sony Group Corp
|
S-8
|
|
|
DBX ETF TRUST
|
CERT
|
|
|
Constitution Capital LLC
|
13F-HR
|
|
|
MetLife Investment Management, LLC
|
13F-HR/A
|
|
|
Velocity Holdco, LLC
|
D
|
|
|
Permex Petroleum Corp
|
424B3
|
|
|
Garcia-Thomas Cristina A
|
4
|
|
|
WEC ENERGY GROUP, INC.
|
4
|
Financial Statements
|
|
STANEK MARY ELLEN
|
4
|
|
|
Snow Lake Resources Ltd.
|
F-3/A
|
Financial Statements
|
|
Lane Thomas K
|
4
|
|
|
Designer Brands Inc.
|
SC TO-I/A
|
Financial Statements
|
|
Cunningham Danny L
|
4
|
|
|
Contrary Capital IV-A, L.P.
|
D
|
|
|
Advisors Disciplined Trust 2176
|
497J
|
|
|
Two Roads Shared Trust
|
24F-2NT
|
|
|
Rent the Runway, Inc.
|
SC TO-I/A
|
Financial Statements
|
|
MVP LS FUND CDXXVII LLC
|
D
|
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
SC TO-I/A
|
|
|
Winvest Group Ltd
|
S-1/A
|
|
|
Smith Joshua
|
3
|
|
|
Knight-Swift Transportation Holdings Inc.
|
3
|
Financial Statements
|
|
Eavor Technologies Inc.
|
D
|
|
|
Axuall, Inc.
|
D
|
|
|
HOWARD FINANCIAL SERVICES, LTD.
|
13F-HR
|
|
|
TEG Winding LLC
|
D
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Renew Depositor III LLC
|
ABS-15G
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Rutherford LRF LLC
|
D
|
|
|
USEDC 2023 Auxiliary Fund LP
|
D/A
|
|
|
GLCT 2023, A Series of PAA Master Fund, LLC
|
D/A
|
|
|
Metavesco, Inc.
|
8-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
BASTION FUNDING V LP
|
D
|
|
|
Rimer Charles J.
|
144
|
|
|
Chord Energy Corp
|
144
|
|
|
POMERADO OUTPATIENT SURGICAL CENTER LP
|
D
|
|
|
Darwin Asset Management, LLC
|
13F-NT
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
Moisand Fitzgerald Tamayo, LLC
|
13F-HR
|
|
|
TOMPKINS FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Fat Brands, Inc
|
8-K
|
Financial Statements
|
|
Chunara Shehzaan
|
SC 13G
|
|
|
BurgerFi International, Inc.
|
SC 13G
|
|
|
Cavanaugh Robert N
|
4
|
|
|
BlackRock Global Market Strategies Fund Ltd.
|
D/A
|
|
|
CAVCO INDUSTRIES INC.
|
DEFA14A
|
Financial Statements
|
|
Li Eric
|
SC 13D/A
|
|
|
Polestar Automotive Holding UK PLC
|
SC 13D/A
|
|
|
VASHIST RAJESH
|
144
|
|
|
BlackRock Credit Alpha
|
D/A
|
|
|
Royal Fund Management, LLC
|
13F-HR
|
|
|
Barnes Stephen H.
|
4
|
|
|
KINROSS GOLD CORP
|
6-K
|
Financial Statements
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Asia Alpha Advantage Fund Ltd.
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D/A
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RESERVES AT BELLEVUE FUND 1, LLC
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D
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LEADING INDICATOR SYSTEMS, INC.
|
D
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