| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Innovative International Acquisition Corp.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
LOOMIS SAYLES FUNDS I
|
497
|
|
|
Guardian Medical USA, Inc.
|
D
|
|
|
DELAWARE GROUP TAX FREE FUND
|
497K
|
|
|
BabyQuip, Inc.
|
C-U
|
|
|
Erik Keller D
|
4
|
|
|
BLACK HILLS CORP /SD/
|
4
|
Financial Statements
|
|
Gateway Trust
|
497
|
|
|
Third Lake RE Industrial Fund I, LP
|
D/A
|
|
|
HY Vision Cloud Holdings Ltd
|
144/A
|
|
|
JinkoSolar Holding Co., Ltd.
|
144/A
|
Financial Statements
|
|
Natixis Funds Trust IV
|
497
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C33
|
10-D
|
|
|
NORTH COUNTRY FUNDS
|
40-17G
|
|
|
BNY MELLON FUNDS TRUST
|
497
|
|
|
Citigroup Commercial Mortgage Trust 2012-GC8
|
15-15D
|
|
|
Natixis Funds Trust II
|
497
|
|
|
BURNS ROLAND O
|
4
|
|
|
COMSTOCK RESOURCES INC
|
4
|
Financial Statements
|
|
Masterworks 151, LLC
|
1-U
|
|
|
Masterworks 038, LLC
|
1-U
|
|
|
Masterworks 012, LLC
|
1-U
|
|
|
McGrath Nicole Cherie
|
4
|
|
|
STEELCASE INC
|
4
|
Financial Statements
|
|
Natixis Funds Trust I
|
497
|
|
|
LORD ABBETT SECURITIES TRUST
|
N-CSR
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
N-CSR
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Series Portfolios Trust
|
24F-2NT
|
|
|
Principal Real Estate Income Fund
|
NPORT-P
|
|
|
Tava Health, Inc.
|
D
|
|
|
HUIZENGA MANAGERS FUND LLC
|
D/A
|
|
|
Exchange Listed Funds Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
Global X Funds
|
NPORT-P
|
|
|
LORD ABBETT AFFILIATED FUND INC
|
N-CSR
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Apollo Diversified Credit Fund
|
N-23C3A
|
|
|
Smart Charm Ltd
|
144
|
|
|
Ctrip.com International.Ltd./ADR
|
144
|
|
|
FORUM FUNDS
|
PRE 14A
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC
|
497
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
497
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
497
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
497
|
|
|
AMERICAN CENTURY TARGET MATURITIES TRUST
|
497
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
497
|
|
|
SEP Acquisition Corp.
|
S-4/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
10-D
|
|
|
Fitz Roy MC1, LLC
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
ABS-EE
|
|
|
EUROPEAN INVESTMENT BANK
|
18-K/A
|
|
|
Peachtree Alternative Strategies Fund
|
NPORT-P
|
|
|
Apollo Diversified Real Estate Fund
|
N-23C3A
|
|
|
HUIZENGA MANAGERS FUND LTD
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
Gravity Power Inc
|
C-U
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Indus Select Fund, Ltd.
|
D/A
|
|
|
Nocturne Acquisition Corp
|
S-4/A
|
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
497
|
|
|
AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC.
|
497
|
|
|
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC
|
497
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
497
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
497
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS INC
|
497
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
497
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
PRE 14A
|
|
|
UNIFIED SERIES TRUST
|
497K
|
|
|
ENETI INC.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
HUIZENGA GLOBAL EQUITY MANAGERS LLC
|
D/A
|
|
|
WERT JAMES W
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
Hancock Park Corporate Income, Inc.
|
8-K
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497J
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
D
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
497K
|
|
|
Federated Hermes Equity Funds
|
497J
|
|
|
Allocate Alpha Fund II, L.P.
|
D/A
|
|
|
VanEck ETF Trust
|
NPORT-P
|
|
|
Federated Hermes Institutional Trust
|
497J
|
|
|
SSGA FUNDS
|
497J
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497J
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
Golub Capital Private Credit Fund
|
SC TO-I
|
|
|
Grifols SA
|
6-K
|
Financial Statements
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
Northern Lights Fund Trust IV
|
NPORT-P
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
NPORT-P
|
|
|
Tidal Trust II
|
NPORT-P
|
|
|
North Square Investments Trust
|
NPORT-P
|
|
|
Nuveen Churchill Private Capital Income Fund
|
8-K
|
|
|
FundVantage Trust
|
497K
|
|
|
Oribel Capital Partners Offshore, Ltd.
|
D/A
|
|
|
FundVantage Trust
|
497
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
NPORT-P
|
|
|
Oribel Capital Partners, LP
|
D/A
|
|
|
KIMCO REALTY CORP
|
CERT
|
Financial Statements
|
|
UBS AG
|
FWP
|
|
|
TRANSAMERICA FUNDS
|
NPORT-P
|
|
|
O HERN THOMAS E
|
4
|
|
|
Aronson Michele L
|
4
|
|
|
Douglas Emmett Inc
|
4
|
Financial Statements
|
|
SEYMOUR PETER
|
4
|
|
|
Dominguez Dorene
|
4
|
|
|
Kaplan Jordan L
|
4
|
|
|
CRUMMY KEVIN ANDREW
|
4
|
|
|
Merle Denise M
|
4
|
|
|
WEYERHAEUSER CO
|
4
|
Financial Statements
|
|
Wang Shirley
|
4
|
|
|
Leonard Ray C
|
4
|
|
|
SIMON WILLIAM E JR
|
4
|
|
|
Bider Leslie E
|
4
|
|
|
GH Onshore GP LLC
|
4
|
|
|
EnTrust Global Management GP LLC
|
4
|
|
|
FLYEXCLUSIVE INC.
|
4
|
|
|
EG Sponsor LLC
|
4
|
|
|
Hymowitz Gregg
|
4
|
|
|
MCFERRAN VIRGINIA
|
4
|
|
|
Emmett Dan A
|
4
|
|
|
Feinberg David T
|
4
|
|
|
Panzer Kenneth M
|
4
|
|
|
Hogan Kathleen T
|
4
|
|
|
MICROSOFT CORP
|
4
|
Financial Statements
|
|
ALPINE IMMUNE SCIENCES, INC.
|
4
|
Financial Statements
|
|
GOLD MITCHELL
|
4
|
|
|
Roberts Johanna
|
4
|
|
|
Penumbra Inc
|
4
|
Financial Statements
|
|
PRECIGEN, INC.
|
4
|
Financial Statements
|
|
KIRK RANDAL J
|
4
|
|
|
O'Rear Keith
|
4
|
|
|
Plueger John L
|
4
|
|
|
Spirit AeroSystems Holdings, Inc.
|
4
|
Financial Statements
|
|
KINDLER JEFFREY B
|
4
|
|
|
Scholar Rock Holding Corp
|
4
|
Financial Statements
|
|
Myles Edward H
|
4
|
|
|
Weaver Amy E
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
MAINSAIL MANAGEMENT COMPANY, LLC
|
4
|
|
|
MAINSAIL GP III, LLC
|
4
|
|
|
MAINSAIL INCENTIVE PROGRAM, LLC
|
4
|
|
|
Brilliant Earth Group, Inc.
|
4
|
Financial Statements
|
|
Mainsail Co-Investors III, L.P.
|
4
|
|
|
Mainsail Partners III, L.P.
|
4
|
|
|
Stronghold Digital Mining, Inc.
|
4
|
Financial Statements
|
|
Beard Gregory A
|
4
|
|
|
TURNER GAVIN
|
4
|
|
|
Smith Matthew J.
|
4
|
|
|
ZEILER JULIE
|
4
|
|
|
IROBOT CORP
|
4
|
Financial Statements
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
4
|
Financial Statements
|
|
KROLL JERRY
|
4
|
|
|
Habbaba Faris
|
4
|
|
|
MCCAHON STEPHEN WILLIAM
|
4
|
|
|
APPLIED ENERGETICS, INC.
|
4
|
|
|
Tayon James Earl
|
3
|
|
|
American Outdoor Brands, Inc.
|
3
|
|
|
VHCP Management EG, LLC
|
4
|
|
|
Venrock Healthcare Capital Partners EG, L.P.
|
4
|
|
|
VHCP Co-Investment Holdings III, LLC
|
4
|
|
|
VHCP Management III, LLC
|
4
|
|
|
Venrock Healthcare Capital Partners III, L.P.
|
4
|
|
|
Shah Nimish P
|
4
|
|
|
Koh Bong Y
|
4
|
|
|
KalVista Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
VPC Impact Acquisition Holdings Sponsor, LLC
|
4
|
|
|
Bakkt Holdings, Inc.
|
4
|
|
|
Levy Richard N
|
4
|
|
|
Gill Michelle
|
3
|
|
|
PayPal Holdings, Inc.
|
3
|
Financial Statements
|
|
Biohaven Ltd.
|
4
|
Financial Statements
|
|
Antonijevic Irina
|
4
|
|
|
Feinglass Michael
|
4
|
|
|
P10, Inc.
|
4
|
Financial Statements
|
|
Keller Frank
|
3
|
|
|
Sutherland Vanessa Allen
|
4
|
|
|
Phillips 66
|
4
|
Financial Statements
|
|
Scotti Diego
|
3
|
|
|
Williams Christopher S
|
4
|
|
|
AppTech Payments Corp.
|
4
|
|
|
O'Neal Michael A.
|
4
|
|
|
Liang Mengyin H
|
4
|
|
|
Huff William
|
4
|
|
|
EKNRH Holdings LLC
|
4
|
|
|
Hafer Evan
|
4
|
|
|
BRC Inc.
|
4
|
|
|
Dudum Andrew
|
4
|
|
|
Hims & Hers Health, Inc.
|
4
|
|
|
Young Jonathan
|
144
|
|
|
Akero Therapeutics, Inc.
|
144
|
Financial Statements
|
|
BOSHOFF CHRISTOFFEL
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
Sharda Mukesh
|
4/A
|
|
|
Startek, Inc.
|
4/A
|
Financial Statements
|
|
WILLIS CHARLES F IV
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
Newcomb George A.
|
4
|
|
|
GE HealthCare Technologies Inc.
|
4
|
|
|
Makela Jan
|
4
|
|
|
Rott Roland
|
4
|
|
|
Westrick Thomas J.
|
4
|
|
|
O'Neill Kevin Michael
|
4
|
|
|
Zodl Helmut
|
4
|
|
|
SCHLOSBERG HILTON H
|
4
|
|
|
Monster Beverage Corp
|
4
|
Financial Statements
|
|
Affirm Holdings, Inc.
|
4
|
Financial Statements
|
|
Linford Michael
|
4
|
|
|
CULP H LAWRENCE JR
|
4
|
|
|
Gillies Hunter
|
4
|
|
|
Aerovate Therapeutics, Inc.
|
4
|
Financial Statements
|
|
SACKS RODNEY C
|
4
|
|
|
LANDY SAMUEL A
|
4
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
24F-2NT
|
|
|
Consensus Cloud Solutions, Inc.
|
144
|
|
|
ZIFF DAVIS, INC.
|
144
|
Financial Statements
|
|
BURRELL JONATHAN
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
WALTON S ROBSON
|
4
|
|
|
Walmart Inc.
|
4
|
Financial Statements
|
|
Kelly Liam
|
4
|
|
|
TELEFLEX INC
|
4
|
Financial Statements
|
|
WALTON ALICE L
|
4
|
|
|
EPQ LLC, AMTC PS
|
4
|
|
|
Applied Molecular Transport Inc.
|
4
|
Financial Statements
|
|
EPQ LLC, AMTB PS
|
4
|
|
|
EPIQ Capital Group, LLC
|
4
|
|
|
Boeding Chad
|
4
|
|
|
EPQ LLC AMT PS
|
4
|
|
|
WALTON JIM C
|
4
|
|
|
Turtle Creek Asset Management Inc.
|
4
|
|
|
BREAD FINANCIAL HOLDINGS, INC.
|
4
|
|
|
Enphase Energy, Inc.
|
4
|
Financial Statements
|
|
Rodgers Thurman J
|
4
|
|
|
LANDY MICHAEL P
|
4
|
|
|
Cooperstone Elliot
|
4
|
|
|
Cano Health, Inc.
|
4
|
|
|
ITC Rumba, LLC
|
4
|
|
|
Hyman Jonathan
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
Adamas One Corp.
|
10-Q
|
|
|
Invesco Exchange-Traded Fund Trust II
|
NPORT-P
|
|
|
INVESCO EXCHANGE-TRADED FUND TRUST
|
NPORT-P
|
|
|
Spring Valley Acquisition Corp. II
|
8-K
|
|
|
Advantage Solutions Inc.
|
8-K
|
|
|
Divisadero Street Capital Management, LP
|
SC 13G
|
|
|
Dunnigan Matthew
|
4
|
|
|
Restaurant Brands International Inc.
|
4
|
Financial Statements
|
|
OptimizeRx Corp
|
SC 13G
|
Financial Statements
|
|
SomaLogic, Inc.
|
DEFA14A
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
MAGNETIC VENTURES FUND II LP
|
D/A
|
|
|
SomaLogic, Inc.
|
8-K
|
|
|
RICHTECH ROBOTICS INC.
|
NT 10-K
|
|
|
CPG Beyond the Cloud, LLC
|
D/A
|
|
|
LEXICON PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
Twelve Seas Investment Co. II
|
8-K
|
|
|
AIM ETF Products Trust
|
N-CSR
|
|
|
AKANDA CORP.
|
6-K
|
Financial Statements
|
|
LEXICON PHARMACEUTICALS, INC.
|
424B5
|
Financial Statements
|
|
Verrica Pharmaceuticals Inc.
|
4
|
Financial Statements
|
|
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
|
4
|
|
|
PERCEPTIVE ADVISORS LLC
|
4
|
|
|
EDELMAN JOSEPH
|
4
|
|
|
AI Transportation Acquisition Corp
|
8-K
|
|
|
ALPINE 4 HOLDINGS, INC.
|
8-K
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
PRECIGEN, INC.
|
S-3
|
Financial Statements
|
|
Trombly Amy Moss
|
4
|
|
|
Sonoma Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Rees Joanna
|
4
|
|
|
FAIR ISAAC CORP
|
4
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
BlocPower Energy Services 3 LLC
|
C/A
|
|
|
SomaLogic, Inc.
|
425
|
|
|
STANDARD BIOTOOLS INC.
|
425
|
|
|
Thornton Bruce
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
NutriBand Inc.
|
8-K
|
|
|
Airspan Networks Holdings Inc.
|
8-K
|
|
|
STANDARD BIOTOOLS INC.
|
8-K
|
|
|
Dal Poggetto John
|
4
|
|
|
Bitwise Bitcoin ETF
|
8-A12B
|
|
|
Nicholson, C. David
|
4
|
|
|
Actinium Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Athira Pharma, Inc.
|
4
|
Financial Statements
|
|
DVONCH JEROME J
|
4
|
|
