| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MILL HILL CREDIT OPPORTUNITIES MASTER FUND LP
|
D/A
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
N-CSR
|
|
|
DeliverZero, Inc.
|
D
|
|
|
Federated Hermes Index Trust
|
497K
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
N-CSR
|
|
|
SHEPHERD TOM RAY
|
4
|
|
|
OHIO VALLEY BANC CORP
|
4
|
Financial Statements
|
|
SUNAMERICA SERIES TRUST
|
497K
|
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
SUNAMERICA SERIES TRUST
|
497
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
4
|
|
|
GABELLI MARIO J
|
4
|
|
|
PRINCIPAL FUNDS, INC.
|
485BPOS
|
|
|
CANADY KIMBERLY A
|
4
|
|
|
Bluerock Homes Trust, Inc.
|
8-K
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
MILLER LARRY E II
|
4
|
|
|
Tax-Managed International Equity Portfolio
|
N-CSR
|
|
|
Global Opportunities Portfolio
|
N-CSR
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Legg Mason Global Asset Management Trust
|
DEF 14A
|
|
|
MFS SERIES TRUST XV
|
NPORT-P
|
|
|
MFS SERIES TRUST III
|
NPORT-P
|
|
|
MFS SERIES TRUST IX
|
NPORT-P
|
|
|
MFS SERIES TRUST XII
|
NPORT-P
|
|
|
MFS SERIES TRUST VII
|
NPORT-P
|
|
|
MFS SERIES TRUST VI
|
NPORT-P
|
|
|
MFS SERIES TRUST VIII
|
NPORT-P
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
MILL HILL CREDIT OPPORTUNITIES FUND LTD.
|
D/A
|
|
|
International Income Portfolio
|
N-CSR
|
|
|
EATON VANCE SERIES TRUST II
|
N-CSR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
NPORT-P
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
NPORT-P
|
|
|
Ayr Wellness Inc.
|
6-K
|
|
|
VANGUARD STAR FUNDS
|
N-CSR
|
|
|
Collaborative Investment Series Trust
|
24F-2NT
|
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
N-CSR
|
|
|
Global Macro Capital Opportunities Portfolio
|
N-CSR
|
|
|
PLS INC.
|
D/A
|
|
|
VPC Impact Acquisition Holdings Sponsor, LLC
|
144
|
|
|
Bakkt Holdings, Inc.
|
144
|
|
|
HIGH INCOME OPPORTUNITIES PORTFOLIO
|
N-CSR
|
|
|
BBCMS Mortgage Trust 2021-C11
|
10-D
|
|
|
VANGUARD WINDSOR FUNDS
|
N-CSR
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND
|
N-CSR
|
|
|
Short Duration Inflation-Protected Income Portfolio
|
N-CSR
|
|
|
MyndTec Inc.
|
D
|
|
|
BBCMS Mortgage Trust 2021-C11
|
ABS-EE
|
|
|
Tax-Managed Multi-Cap Growth Portfolio
|
N-CSR
|
|
|
TAX MANAGED SMALL CAP PORTFOLIO
|
N-CSR
|
|
|
MBG Holdings, Inc.
|
8-K
|
|
|
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
|
N-CSR
|
|
|
UNITED STATES STEEL CORP
|
DEFA14A
|
Financial Statements
|
|
Tax-Managed Value Portfolio
|
N-CSR
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
N-CSR
|
|
|
Koeppen Christopher
|
4
|
|
|
COHERENT CORP.
|
4
|
Financial Statements
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
N-CSR
|
|
|
Valkyrie ETF Trust II
|
24F-2NT
|
|
|
Global Macro Absolute Return Advantage Portfolio
|
N-CSR
|
|
|
Vanguard Charlotte Funds
|
N-CSR
|
|
|
SENIOR DEBT PORTFOLIO
|
N-CSR
|
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
N-CSR
|
Financial Statements
|
|
Elodie Games, Inc.
|
D
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
N-CSR
|
|
|
Deerpath Evergreen
|
D
|
|
|
Eaton Vance Short Duration Diversified Income Fund
|
N-CSR
|
|
|
JONES RYAN JOSEPH
|
4
|
|
|
EATON VANCE FLOATING RATE PORTFOLIO/MA
|
N-CSR
|
|
|
AIMR Analytics Inc
|
C
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
NPORT-P
|
|
|
NUVEEN FLOATING RATE INCOME FUND
|
NPORT-P
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
NPORT-P
|
|
|
Nuveen Quality Municipal Income Fund
|
NPORT-P
|
|
|
Global Macro Portfolio
|
N-CSR
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
NPORT-P
|
|
|
Nuveen Preferred & Income Term Fund
|
NPORT-P
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
Bridge Logistics US Venture II REIT LLC
|
D
|
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
N-CSR
|
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
NOLAN THOMAS H JR
|
4
|
|
|
Halfacre Aaron Scott
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
SMITH KIMBERLY J
|
4
|
|
|
Emerging Markets Local Income Portfolio
|
N-CSR
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
ROBBINS EDWARD J
|
4
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
GHAURI NAEEM
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
US Alpha Advantage Master Fund LP
|
D
|
|
|
WISEMAN THOMAS E
|
4
|
|
|
Golub Capital Private Credit Fund
|
8-K
|
|
|
TriplePulse, Inc.
|
1-U
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
BCB BANCORP INC
|
D
|
Financial Statements
|
|
Chatterjee Fund Management LP
|
SC 13G
|
|
|
TELLURIAN INC. /DE/
|
SC 13G
|
Financial Statements
|
|
US Alpha Advantage Fund LP
|
D
|
|
|
SBJ Apartments LLC
|
D
|
|
|
SHOCKEY SCOTT W
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Exceptional Fund I, a series of Exceptional Fund, LP
|
D
|
|
|
NorthWestern Energy Group, Inc.
|
8-K
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
D
|
|
|
Hoffmann Megan
|
3
|
|
|
Principal Real Asset Fund
|
3
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
Royalty Pharma plc
|
8-K
|
Financial Statements
|
|
TCA OC FUND 23 A SERIES OF TCA OC FUNDS LLC
|
D
|
|
|
Azora Onshore Fund, LP
|
D/A
|
|
|
THORNBURG INVESTMENT TRUST
|
24F-2NT
|
|
|
FIDELITY COVINGTON TRUST
|
NPORT-P
|
|
|
Smart Sand, Inc.
|
8-K
|
Financial Statements
|
|
Final Offer, LLC
|
D
|
|
|
Stepp Bryan F
|
4
|
|
|
Azora Offshore Fund, Ltd.
|
D/A
|
|
|
Putnam ETF Trust
|
N-CSRS
|
|
|
WRIGHT EMIL F JR
|
4/A
|
|
|
AUBURN NATIONAL BANCORPORATION, INC
|
4/A
|
Financial Statements
|
|
Federated Hermes Index Trust
|
485BPOS
|
|
|
FCP Housing Preservation Holdings, L.P.
|
D/A
|
|
|
BT-1213 Fund I, a series of AngelList Quant Fund Direct Investments, LP
|
D
|
|
|
TAX EXEMPT BOND FUND OF AMERICA
|
NPORT-P
|
|
|
INCOME FUND OF AMERICA
|
NPORT-P
|
|
|
LIMITED TERM TAX EXEMPT BOND FUND OF AMERICA
|
NPORT-P
|
|
|
AMERICAN FUNDS TAX EXEMPT SERIES II / CA
|
NPORT-P
|
|
|
AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND
|
NPORT-P
|
|
|
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK
|
NPORT-P
|
|
|
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND
|
NPORT-P
|
|
|
SANFILIPPO JASPER BRIAN JR
|
4
|
|
|
SANFILIPPO JOHN B & SON INC
|
4
|
Financial Statements
|
|
Ashmore Funds
|
NPORT-P
|
|
|
BBCMS Mortgage Trust 2021-C12
|
10-D
|
|
|
Listed Funds Trust
|
485APOS
|
|
|
ALPS Series Trust
|
24F-2NT
|
|
|
BBCMS Mortgage Trust 2021-C12
|
ABS-EE
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
NPORT-P
|
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
NPORT-P
|
|
|
American Funds International Vantage Fund
|
NPORT-P
|
|
|
American Funds Global Insight Fund
|
NPORT-P
|
|
|
WhiteTower Digital Assets Fund, LP
|
D/A
|
|
|
AMERICAN MUTUAL FUND
|
NPORT-P
|
|
|
American Funds Retirement Income Portfolio Series
|
NPORT-P
|
|
|
PUTNAM FUNDS TRUST
|
N-CSRS
|
|
|
THOMAS DAVID W
|
4
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
NPORT-P
|
|
|
LORD ABBETT SECURITIES TRUST
|
NPORT-P
|
|
|
AL-1205 Fund I, a series of Climate Collective, LP
|
D
|
|
|
RNC CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
Lombard International Life Assurance Co Separate Account VL 436
|
D
|
|
|
FCP Housing Preservation Fund, L.P.
|
D/A
|
|
|
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
|
NPORT-P
|
|
|
NEW WORLD FUND INC
|
NPORT-P
|
|
|
CAPITAL INCOME BUILDER
|
NPORT-P
|
|
|
Capital Group U.S. Equity Fund
|
NPORT-P
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
NPORT-P
|
|
|
LORD ABBETT TRUST I
|
NPORT-P
|
|
|
LORD ABBETT AFFILIATED FUND INC
|
NPORT-P
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
NPORT-P
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
N-CSRS
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
N-CSR
|
|
|
Hilsheimer Lawrence A.
|
4
|
|
|
GREIF, INC
|
4
|
Financial Statements
|
|
Percent Pledge Labs Inc.
|
D
|
|
|
Venture Capital Managers
|
D
|
|
|
Salt Labs, Inc.
|
D
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPU
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
N-CSR
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
N-CSR
|
|
|
RICKETTS LAWRENCE
|
144
|
|
|
ONE LIBERTY PROPERTIES INC
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Grom Social Enterprises, Inc.
|
8-K
|
|
|
Principal Real Asset Fund
|
N-23C3A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
N-CSR
|
|
|
Knowles Corp
|
8-K
|
Financial Statements
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
N-CSR
|
|
|
American Funds Target Date Retirement Series
|
NPORT-P
|
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
NPORT-P
|
|
|
PUTNAM INCOME FUND
|
N-CSR
|
|
|
Weaver Nathan D.
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
East James J.
|
4
|
|
|
Corkrean John J
|
4
|
|
|
Campe Heather
|
4
|
|
|
Cai Zhiwei
|
4
|
|
|
POSCO HOLDINGS INC.
|
6-K
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSRS
|
|
|
Andromeda a Series of Giant Leap Masters LLC
|
D
|
|
|
MEXICO FUND INC
|
N-CSR
|
|
|
Burkehill International Ltd
|
D
|
|
|
Cobb Andrew Franklin
|
4
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
4
|
Financial Statements
|
|
PACIFIC SELECT VARIABLE ANN SEP ACCT OF PACIFIC LIFE INS CO
|
497VPU
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPU
|
|
|
Longduoduo Co Ltd
|
3
|
|
|
Shan Bo
|
3
|
|
|
Fund I, a series of Hyperlink Ventures, LP
|
D/A
|
|
|
Putnam ETF Trust
|
497K
|
|
|
UBS AG
|
424B3
|
|
|
RB Thunder Co-Invest UB, LP
|
D
|
|
|
Kuya Silver Corp./BC
|
D
|
|
|
Burkehill Partners LP
|
D
|
|
|
VANGUARD CMT FUNDS
|
497J
|
|
|
RB Thunder Co-Invest B, LP
|
D
|
|
|
MAPTELLIGENT, INC.
|
10-Q
|
|
|
Managed Portfolio Series
|
N-CSRS/A
|
|
|
SALEM MEDIA GROUP, INC. /DE/
|
8-K
|
Financial Statements
|
|
RED TRAIL ENERGY, LLC
|
8-K
|
|
|
COLT Depositor III, LLC
|
ABS-15G
|
|
|
Lombard International Life Assurance Co Separate Account VA 370
|
D
|
|
|
Equitybee 22-70461, a Series of Equitybee cFund Master LLC
|
D
|
|
|
VAUGHAN RICHARD C
|
144
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPI
|
|
|
MBIA INC
|
144
|
Financial Statements
|
|
Putnam ETF Trust
|
485BPOS
|
|
|
300 Binney SubREIT LLC
|
D
|
|
|
KOEGEL JOHN
|
144
|
|
|
LIFETIME BRANDS, INC
|
144
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPI
|
|
|
Providence Dental Partners LLC
|
D
|
|
|
Equitybee 22-22127, a Series of Equitybee cFund Master LLC
|
D
|
|
|
RICHARDSON EDWARD J
|
4
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
4
|
Financial Statements
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Colella Joseph
|
4
|
|
|
ENTEGRIS INC
|
4
|
Financial Statements
|
|
Dark Roast Capital LP
|
D/A
|
|
|
HSBC FUNDS
|
NPORT-P
|
|
|
NRS II CAPITAL, LLC
|
1-A-W
|
|
|
ETF Series Solutions
|
497J
|
|
|
Prairie Operating Co.
|
CERT
|
|
|
Sanfilippo James J
|
4
|
|
|
CALDWELL & ORKIN FUNDS INC
|
NPORT-P
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
497
|
|
|
Eagle Point Enhanced Income Trust
|
N-2/A
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
10-D
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
ABS-EE
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCOUNT OF PACIFIC LIFE & ANNUI
|
497
|
|
|
SANFILIPPO JEFFREY T
|
4
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
FDHE Investors, LLC
|
D
|
|
|
NUVEEN INVESTMENT TRUST II
|
NPORT-P
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
NPORT-P
|
|
|
Nuveen Preferred & Income Fund
|
NPORT-P
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
NPORT-P
|
|
|
Benchmark 2019-B13 Mortgage Trust
|
10-D
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497
|
|
|
WI-1130 Fund I, a series of Gold Dragon Ventures, LP
|
D
|
|
|
NA-0821 Fund I, a series of Red Beard Ventures Syndicates, LP
|
D
|
|
|
Benchmark 2019-B13 Mortgage Trust
|
ABS-EE
|
|
|
Milhaus QOZ Fund VIII, LLC
|
D
|
|
|
LE-1024 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497
|
|
|
CENTRALIS PARTNERS LP
|
D/A
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
NPORT-P
|
|
|
FIRST EAGLE FUNDS
|
497K
|
|
|
Fairchild Gregory B.
|
4
|
|
|
USQ Core Real Estate Fund
|
4
|
|
|
SU-0918 Fund I, a series of pax-societas, LP
|
D
|
|
|
FI-1030 Fund II, a series of MV Funds, LP
|
D
|
|
|
Benchmark 2023-B38 Mortgage Trust
|
10-D
|
|
|
RUSSELL INVESTMENT CO
|
N-CSR
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
HARTFORD MUTUAL FUNDS II INC
|
DEFA14A
|
|
|
Rocky Top Quarry Opportunity Fund, L.P.
|
D
|
|
|
Benchmark 2023-B38 Mortgage Trust
|
ABS-EE
|
|
|
GRAY TELEVISION INC
|
8-K
|
Financial Statements
|
|
LAKE LORRAINE 26, LLC
|
D/A
|
|
|
O2 Auto Service Holdings, LLC
|
D
|
|
|
Schneider Eugene
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Turnspire Value Fund II LP
|
D/A
|
|
|
CD 2019-CD8 Mortgage Trust
|
10-D
|
|
|
FIRST EAGLE FUNDS
|
485BPOS
|
|
|
CD 2019-CD8 Mortgage Trust
|
ABS-EE
|
|
|
1290 Funds
|
NPORT-P
|
|
|
Sigloch Steffen
|
4
|
|
|
MUELLER INDUSTRIES INC
|
4
|
Financial Statements
|
|
COOPER JANET KATHERINE
|
4
|
|
|
TORO CO
|
4
|
Financial Statements
|
|
FT 11272
|
S-6
|
|
|
Sigloch Steffen
|
4/A
|
|
|
MUELLER INDUSTRIES INC
|
4/A
|
Financial Statements
|
|
Nuveen Variable Rate Preferred & Income Fund
|
NPORT-P
|
|
